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Found 2524 results. Displaying page 112 of 169

  1. 14 June 2024

    FMA provides additional support to smaller firms for CoFI licensing

    The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.
    Tags
    Media release, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights
    Type
    Page

  2. 20 June 2024

    Auditor Regulation and Oversight Plan 2024 2027

    This document is for: Registered auditors, Accredited bodies, People who prepare financial statements for FMC reporting entities, Directors of FMC reporting entities
    Tags
    Auditors, Regulation, Roles, Business
    Type
    PDF, Report

  3. 26 June 2024

    Statement of Intent

    The Statement of Intent sets out how we will measure our progress against our strategic intentions in the medium term. It should be read in conjunction with the annual Statement of Performance Expectations
    Tags
    Type
    Page, Corporate publications, Statement of intent
    • Imposter website

    26 June 2024

    pioneerfinanceltd.com – Imposter website

    The trading platform pioneerfinanceltd.com claims to be established in New Zealand, we do not believe this is true.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  5. 26 June 2024

    Statement of Intent 2024 to 2028

    The SOI provides a four-year outlook on the performance measures that we will use to demonstrate progress towards our strategic intentions (alternatively referred to as strategic objectives), spanning 1 July 2024 to 30 June 2028.
    Tags
    Type
    PDF, Corporate publications, Statement of intent

  6. 26 June 2024

    FMA Update

    We provide regular communications as part of our efforts to ensure you have access to the appropriate resources to help you make informed decisions – whether you are an industry professional or regular investor. Our monthly market update is called the FMA Update. Subscribe here.
    Tags
    Campaigns, News & Insights
    Type
    Page

  7. 5 July 2024

    Bonds Guide

    The Bonds Guide provides investors with information on how to choose, buy and own bonds.
    Tags
    Bonds, Ways to invest, Investing, Investor information, Consumer
    Type
    PDF

  8. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  9. 11 July 2019

    Warning: MBI International/MFC Club

    The FMA has issued a further warning to investors about a Malaysian-based loyalty scheme, MBI International, also trading as MFC Club (MFC Club).
    Tags
    Media release, News & Insights, Scams
    Type
    Page

  10. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  11. 13 June 2017

    China Advisers

    China Advisers is not a registered financial service provider, is not registered on the New Zealand Companies Register and is not licensed to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 13 December 2019

    Thematic review of MIS custody arrangements

    The thematic review of MIS custody arrangements identified issues around the independence of custody arrangements, and inconsistency of custodial processes, procedures and controls. Read the full report here.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page