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Found 2682 results. Displaying page 29 of 179

  1. 25 May 2022

    KiwiSaver annual statements methodology notice 2022

    The methodology notice will help KiwiSaver providers attribute fees charged at the fund level (including underlying fund charges) to each investor.
    Tags
    KiwiSaver providers, Managed investment schemes, Roles, Business
    Type
    PDF, Guidance

  2. 16 August 2018

    KiwiSaver Statements Report June 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the
    sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business
    Type
    PDF, Report

  3. 29 June 2013

    NZX Obligations Review 2013

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2013.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  4. 17 May 2021

    Negative Interest Rate report 2021

    This report is for FMA-licensed entities and their key stakeholders. It gives feedback on key findings of the FMA’s September 2020 survey on industry readiness for negative interest rates.
    Tags
    Monitoring, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  7. 27 June 2011

    NZX Obligations Review 2011

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2011.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  8. 15 July 2019

    OIA Investigation into the ANZ rural growth fund

    OIA response, dated 15 July 2019, regarding any information related to the Rural Growth Fund Scheme (Scheme), operated by the National Bank and later the ANZ National Bank
    Tags
    FMA
    Type
    PDF, OIA

  9. 30 June 2020

    NZX Obligations Review 2020

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2020.
    Tags
    Market operator, Monitoring, Roles, Reports and Papers, Business, News & Insights
    Type
    PDF

  11. 11 May 2020

    Tongan DLE brochure

    This Scams information sheet has been designed for Tongan-speaking audiences to quickly identify if they've been scammed and who to contact.
    Tags
    Investing, Consumer, Scams
    Type
    PDF

  12. 28 June 2018

    NZX Obligations Review 2018

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2018.
    Tags
    Reports and Papers, Market operator, Roles, Monitoring, Business, News & Insights
    Type
    PDF

  13. 28 February 2019

    ASX 24 Obligations Review 2018

    The FMA is required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.The ASX 24 Obigations Review 2018 covers the period 1 July 2016 to 30 June 2018.
    Tags
    Monitoring, Roles, Market operator, Business
    Type
    PDF, Report

  14. 27 June 2019

    ICE Futures US Obligations Review 2019

    ICE Futures U.S., Inc. (IFUS) is licensed to operate the IFUS derivatives market (the derivatives market) in New Zealand.
    The FMA is required to report, at least once every two years on how well IFUS is meeting its obligations as a licensed market operator.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  15. 29 June 2014

    NZX Obligations Review 2014

    NZX, as New Zealand’s only Registered Exchange, is
    an essential part of New Zealand’s financial markets.
    The General Obligations Review provides FMA with
    the opportunity to report on the adequacy of the
    arrangements NZX had in place to comply with its
    obligations during a particular review period, and to
    identify issues that, in FMA’s view, would assist NZX to
    ensure its continued compliance.
    Tags
    Reports and Papers, Market operator, Roles, Business, News & Insights
    Type
    PDF