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  1. 8 November 2016

    FMA issues updated guidance on KiwiSaver advice for consultation

    The FMA is consulting on revised guidance on advice for KiwiSaver sales. The intention of the revised guidance, published today for consultation, is to encourage advisers and financial firms to help New Zealanders make good decisions about KiwiSaver.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  2. 8 December 2016

    FMA releases AML/CFT monitoring report

    The FMA has today published its third annual AML/CFT monitoring report.
    Tags
    AML/CFT, Media release, Roles, Business, News & Insights
    Type
    Page

  3. 13 July 2017

    Former RFA sentenced at Auckland District Court

    A former registered financial adviser, Anthony Wilson, who forged clients’ initials and falsely amended insurance applications has been sentenced to 150 hours of community work, 6 months community detention and ordered to pay reparations of $16,461.24.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 6 November 2012

    Receivers and Managers appointed to Ross Asset Management

    John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  5. 26 April 2012

    FMA welcomes Petricevic sentencing

    Mr Petricevic sentenced to six and a half years imprisonment. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 19 May 2011

    Relief from Disclosure of Changes to KiwiSaver

    Changes to KiwiSaver in today's Budget Bill may be material to decisions about whether to invest in a KiwiSaver scheme.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  7. 20 September 2021

    platformcapitalucits-icav.com

    WARNING: the FMA is concerned that platformcapitalucits-icav.com is operating an imposter website and involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  8. 15 November 2021

    Adler Acquisitions and Financial Services Inspectorate (Finansiell Tjänster Inspektorat)

    WARNING: The FMA received a complaint from a New Zealand resident who invested in shares with Adler Acquisition. Adler Acquisition issued the complainant a letter from Financial Services Inspectorate / Finansiell Tjänster Inspektorat, who purport to be a regulatory authority in Sweden, requesting the complainant make a payment to the regulator before the investor’s money can be released.
    Tags
    Fake regulator, Suspected scam, Consumer, Scams
    Type
    Page

  9. 1 November 2016

    Citizens Brokerage Limited

    Citizens Brokerage Limited, FSP10701, is a licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Roles, Licensed entity, Business
    Type
    Page

  10. 4 September 2019

    Coinbrokerz

    We are concerned that Coinbrokerz has the hallmarks of a scam, including withholding clients' funds, requesting clients to transfer additional funds before being able to withdraw investments and requesting funds to be sent tomultiple bank accounts that do not match Coinbrokerz's name.
    Tags
    International regulator alerts, Suspected scam, Scams
    Type
    Page

  11. 25 September 2019

    55CMT

    We received a complaint from a New Zealand resident who invested with 55CMT, who are withholding the release of any funds. They could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 25 March 2022

    FMA cautions investors about financeassistlimited.com

    WARNING: FMA recommends caution when dealing with.financeassistlimited.com as the FMA is concerned this website may be operating a scam.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  14. 28 November 2019

    Sanderson International

    The FMA recommends exercising caution before dealing with Sanderson International and the website http://sanderson-international.com. We believe Sanderson International has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 11 September 2019

    The essentials of being a director (English version)

    This joint publication with the Institute of Directors is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about.
    Tags
    Directors, Roles, Business
    Type
    Page