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Found 2682 results. Displaying page 15 of 179

  1. 15 November 2019

    Profitix, Enigma GRC Limited and True Capital Pro

    We recommend exercising caution before dealing with Profitix, Enigma GRC Limited and True Capital Pro as all entities are not listed on the FSPR and are not incorporated in New Zealand.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  5. 11 May 2020

    Founga ‘Inivesimeni Kākā

    This page is designed to help Tongan Communities with information on how to identify a scam. The page is supported by New Zealand Government Agencies.
    Tags
    Investing, Article, Consumer, News & Insights, Scams
    Type
    Page

  7. 4 November 2021

    Self-reporting issues to FMA does not provide immunity from litigation

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has laid its expectations for how firms under its supervision should deal with the regulator when day-to-day interactions evolve in the event of an enforcement process.
    Tags
    Monitoring, Media release, Business, News & Insights, Enforcement
    Type
    Page, Financial reporting

  9. 30 June 2020

    FMA publishes NZX Obligations annual review 2020

    NZX met its statutory obligations as a licensed market operator for the period 1 January to 31 December 2019, according to the Financial Markets Authority (FMA)’s annual review. The NZX General Obligations Review, published by the FMA today, found that NZX complied with its market operator obligations during the review period. Read the full media release and NZX General Obligations Review here.
    Tags
    Shares, Roles, Ways to invest, Investing, Media release, Business, Consumer, Market operator, News & Insights
    Type
    Page

  10. 21 May 2019

    FMA research highlights gap between what investors expect and what auditors deliver

    An FMA research project with investors, directors, managers and auditors has identified reasonable levels of confidence in audit quality, but also a serious gap in the expectations of investors and what auditors are delivering. The FMA commissioned the research to better understand public and industry perceptions of audit quality in New Zealand.
    Tags
    Auditors, Media release, Roles, Directors, Business, Consumer, News & Insights
    Type
    Page

  14. 21 March 2014

    FMA files criminal charges following investigation into Viaduct and Mutual

    The Financial Markets Authority has filed charges under the Crimes Act and under the Companies Act against directors and another of Viaduct Capital Limited (in receivership) and Ex-MFL Limited (in Receivership) (formerly Mutual Finance Limited).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 12 April 2019

    Statement on ANZ v FMA Supreme Court judgment

    The FMA is pleased with the Supreme Court decision in the matter between ANZ and the FMA. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page