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  2. 21 June 2019

    FMA's fifth statistical report on AFAs in NZ

    The Financial Markets Authority’s annual snapshot of Authorised Financial Advisers shows 140 advisers became AFAs in the year to the end of June 2018. That’s the highest number of new AFAs in the three years the FMA has broken down advisers being authorised and those whose authorisation lapses.
    Tags
    Media release, Financial Adviser, Roles, Business, News & Insights
    Type
    Page

  3. 24 June 2019

    Banks commit to removing sales incentives for frontline staff

    FMA Chief Executive Rob Everett and Reserve Bank Governor Adrian Orr said all banks had now committed to remove sales incentives for frontline staff and their managers. Read more.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  4. 26 July 2019

    New Zealand launches ‘investment passport’

    Kiwi investors and managed funds will now be able to do business more easily with Australia, Japan and Thailand, after New Zealand’s implementation of the Asia Region Funds Passport (ARFP).
    Tags
    Media release, News & Insights
    Type
    Page

  5. 29 March 2019

    FADC Findings published

    The Financial Advisers Disciplinary Committee (FADC) has published its findings in a case referred to the Committee by the FMA. Read more.
    Tags
    Media release, Financial Adviser, Roles, Business, News & Insights
    Type
    Page

  6. 20 February 2019

    Smart Investor tool launched to help Kiwis get ahead financially

    Smart Investor enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.
    Tags
    Investing, Media release, KiwiSaver & Superannuation, Consumer, News & Insights
    Type
    Page

  7. 27 February 2019

    The ingredients for successful KiwiSaver communications

    The results of a second FMA, MBIE and industry trial demonstrates using communications based on behavioural insights encourages KiwiSaver members to make an active choice about their investment. The report, “Using behavioural insights to improve KiwiSaver outcomes” was published today.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  8. 29 August 2018

    Helping KiwiSaver members weather investment storms

    In preparation for Sorted Money Week 2018 the Financial Markets Authority (FMA) is launching an online quiz to help younger KiwiSaver members understand how to react when investments rise and fall in stormy markets.
    Tags
    KiwiSaver providers, Media release, Roles, KiwiSaver & Superannuation, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  9. 9 October 2018

    KiwiSaver nears $50 billion in 2018

    KiwiSaver continues to grow steadily according to the FMA’s 2018 KiwiSaver report.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  11. 15 March 2023

    Providing advice on behalf of someone else

    Providing advice on behalf of someone else is a way you can operate under the new financial advice regime. See the licensing requirements, costs and next steps here.
    Tags
    New Financial Advice regime, Business
    Type
    Page

  15. 20 February 2018

    FMA publishes 2017 Conduct Outcomes Report

    FMA published its Conduct Outcomes Report for the calendar year 2017, setting out some of the key issues and actions taken by the regulator’s enforcement and supervision teams.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page