Back

Search results

Found 2682 results. Displaying page 126 of 179

  2. 12 August 2020

    The Mayhill Agency (TMA)

    The FMA recommends exercising caution before dealing with The Mayhill Agency (TMA) and www.themayhillagency.com. The Mayhill Agency may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 12 July 2019

    King Capital Management

    We are concerned that King Capital Management may be operating a scam and accordingly advise caution before dealing with them.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 20 September 2016

    Fraud and its far reaching effects hit the big screen

    The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  6. 3 March 2015

    FMA welcomes opportunity to review financial advice laws

    FMA welcomes today’s announcement by the Minister of Commerce and Consumer Affairs, Paul Goldsmith, about the review of legislation governing financial advisers.
    Tags
    Financial Service providers Act 2008, Media release, Legislation, Business, News & Insights
    Type
    Page

  7. 23 September 2015

    Third director sentenced in OPI Pacific Finance case

    A former director of OPI Pacific Finance Limited, Craig Robert White, has been sentenced in the Auckland High Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 13 July 2016

    Changes recommended to the FAA and FSPR are good for consumers

    The Financial Markets Authority welcomes the Minister of Commerce and Consumer Affairs, Paul Goldsmith’s recommendations on changes to two significant pieces of legislation for NZ’s financial markets.
    Tags
    Financial advice, Media release, Consumer, News & Insights
    Type
    Page

  9. 30 September 2011

    Canterbury advisers rise to the challenge

    76 Canterbury financial advisers have met an extended regulatory deadline to become Authorised Financial Advisers (AFAs).
    Tags
    Media release, News & Insights
    Type
    Page

  11. 30 September 2014

    FMA issues warning about General Equity

    The Financial Markets Authority (FMA) has issued a warning about General Equity (previously named General Equity Building Society), a New Zealand registered building society.
    Tags
    Media release, News & Insights
    Type
    Page

  12. 28 September 2010

    Commission Consults on Standard Conditions for QFEs

    The Securities Commission invites submissions on proposed standard conditions for financial adviser businesses that apply for Qualifying Financial Entity (QFE) status. This follows the Commission's consultation early this month on the licence conditions for Authorised Financial Advisers.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 29 July 2019

    Girard Montague

    We recommend exercising caution before dealing with Girard Montague, Richard Sinclair, Richard Tan and the website https:ljwww.girard- montague.com as Girard Montague is not listed on the FSPR and is not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 24 June 2020

    WDC Markets

    WDC Martkets may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page