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Found 2682 results. Displaying page 91 of 179

  1. 13 June 2016

    FMA approves class exemptions that recognise existing regulation of overseas issuers

    We have approved a series of class exemptions for overseas issuers which allow issuers making offers to New Zealand investors to rely on the disclosure, governance, financial reporting and audit requirements of their overseas jurisdiction where their regulatory standards are equivalent to New Zealand’s.
    Tags
    Regulation updates, Business
    Type
    Page

  2. 19 July 2017

    FMA confirms KiwiSaver fees methodology

    The FMA has confirmed the methodology KiwiSaver scheme providers must use when calculating the dollar amount of fees paid by KiwiSaver investors for annual statements. The FMA wants to ensure providers are calculating fees accurately without burdening them with unnecessary costs and ensuring they have time to comply.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  3. 14 December 2021

    Website scam warning for blackwood-investment.com

    WARNING: We are aware that representatives from the blackwood-investment.com website have cold-called New Zealand investors offering fictitious pre-IPO shares. We believe they are impersonating a registered Hong Kong company, Blackwood Investment Limited. blackwood-investment.com is operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 22 November 2016

    Wealth Management Group Ltd

    Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 1 September 2020

    Marketing Giant

    We are concerned Marketing Giant and its websites have the hallmarks of a scam and are offering financial services/products to New Zealand residents.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 10 September 2012

    FMA welcomes High Court ruling on Perpetual

    High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 9 June 2017

    FMA files charges under Crimes Act

    Robert Ian South and Murray Byron Provan appeared in the Tauranga District Court in relation to various charges filed by the FMA under the Crimes Act. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  11. 9 May 2017

    IMF 2016 review of NZ

    The FSAP is a comprehensive assessment of the country’s financial sector and was coordinated by the Reserve Bank of
    New Zealand (RBNZ) on behalf of the members of New Zealand’s Council of Financial Regulators, which includes the FMA, the Treasury and MBIE.
    New Zealand’s prudential and securities regulation was tested against international principles and practices.
    Tags
    Reports and Papers, Regulation, Business, News & Insights
    Type
    PDF

  12. 1 June 2014

    Auditor regulation and oversight plan 2014 2017

    Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways
    we ensure these audits are done well is by reviewing audits at registered audit firms. This plan is for the 2014-2017 period
    Tags
    Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  13. 18 June 2020

    Auditor Regulation and Oversight Plan 2020 2023

    This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. The report is for the 2020-2023 period.
    Tags
    Auditors, Regulation, Roles, Business
    Type
    PDF, Report

  14. 6 October 2021

    Persons spreadsheet - Supporting document for Auditors

    Persons spreadsheet - Supporting document for Auditors. Complete the relevant columns giving a list of all partners indicating those who are members of a professional body and those who hold practising certificate, the name and website address of the professional body and a link to, any publicly available online register of members published by the body.
    Tags
    Authorised body under a FAP, Roles, Business
    Type
    Spreadsheet, Submission form