Back

Search results

Found 2682 results. Displaying page 1 of 179

  2. 15 August 2023

    Transparency statement on information gathering

    This transparency statement explains how the FMA collects, uses and shares information gathered about members of the public or other entities in accordance with the Information Gathering Model Standards issued by the State Services Commission (SSC) for information gathering.
    Tags
    Type
    Page

  3. 13 February 2015

    Action against non-filing of financial statements pays off

    A new report released today by FMA shows the proportion of companies filing their financial statements on time has improved significantly since the FMA’s initial review in 2014.
    Tags
    Media release, News & Insights
    Type
    Page

  5. 20 June 2011

    Statement on Hubbard Investigation

    The Financial Markets Authority (FMA) and the Serious Fraud Office (SFO) have worked together closely throughout this investigation. The evidence on which the charges laid by the SFO today are based could also give rise to charges by FMA under section 59 of the Securities Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 17 December 2019

    FMA files civil proceedings against CBL Corporation, its directors and chief financial officer

    The FMA has issued two sets of civil proceedings in the Auckland High Court against CBL Corporation Limited (In liquidation) (CBLC), the six directors and the chief financial officer alleging multiple breaches of the Financial Markets Conduct Act 2013 (“FMC Act”). The FMA is seeking declarations of contravention¹ and civil pecuniary penalties in both proceedings.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  10. 21 July 2023

    Forestlands sole director, Rowan Kearns, sentenced for making false statements and financial reporting offences

    Rowan Kearns, the founder and sole director of the Forestlands group of companies, was sentenced yesterday to four months’ community detention and 100 hours’ community work with a 9pm – 7am curfew. The sentence follows a prosecution brought by the FMA filed in the Nelson District Court in September 2020.
    Tags
    Media release, Cases, Enforceable Undertaking, Powers, News & Insights, Enforcement
    Type
    Page

  11. 16 February 2022

    FMA investor profile - Bradie Claydon

    This month's FMA Investor Profile features Bradie Claydon, a wife and mum of three who is a Registered Legal Executive by day and runs the social media platform Kiwi Girl on a Budget in her spare time.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
    Type
    Page

  13. 12 March 2013

    Mighty River Power Share offer

    The Mighty River Power Share Offer open for applications on Monday, 15 April 2013.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 27 January 2023

    FMA Investor Profile - Jane Wrightson

    Retirement Commissioner, Jane Wrightson describes herself as a ‘life-long learner’ in this FMA investor profile.
    Tags
    Article, KiwiSaver & Superannuation, Consumer, News & Insights
    Type
    Page

  15. 21 May 2024

    Official Information Act (OIA) requests

    The Official Information Act 1982 (OIA) gives New Zealanders the right to request official information. We are committed to carrying out our functions and responsibilities in an open, transparent and accountable manner. We will publish OIA statistics and some responses to requests for information every quarter.
    Tags
    Type
    Page, OIA