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Found 6165 results. Displaying page 31 of 411

1. 24 August 2022

   Investor alert: Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

   The FMA is advising the public to exercise caution when conducting financial services with Jensen and Partners, Financial Organisation for Foreign Equities, Palle Securities Group and Financial Services Inspectorate.

   Tags

   Fake regulator, Scams

   Type

   Page

2. 20 December 2021

   Warning: aspireinvestments.ltd is not registered to provide financial services to New Zealand residents

   WARNING: aspireinvestments.ltd is not a registered financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents. FMA have received reports that investors in this website are unable to withdraw their funds.
   

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

3. 1 August 2015

   Tilney Asset Management

   Tilney Asset Management is not registered, authorised and/or licensed to offer financial services under New Zealand financial markets legislation.

   Tags

   Unregistered business, Investor warning, Consumer, Scams

   Type

   Page

4. 14 December 2020

   Individuals purporting to be from Essence Securities Co., Ltd.

   Essence Securities Co., Ltd. are not registered financial service providers in New Zealand or licensed by the FMA.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

5. 13 October 2021

   Pacific Forex Asset Management

   WARNING: Pacific Forex Asset Management is not a registered financial service provider in New Zealand. We recommend exercising caution when dealing with this entity and the website.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

6. 29 October 2021

   Synergy Capital Asset Management

   WARNING: Synergy Capital Asset Management is not listed on the Financial Service Providers Register and is not an incorporated company in New Zealand.

   Tags

   Investor warning, Unregistered business, Consumer

   Type

   Page

7. 20 January 2023

   VB-FX falsely claims to be associated with Advazo Ltd.

   WARNING: VB-FX falsely claims to be associated with Advazo Ltd.

   Tags

   Imposter website, Suspected scam, Scams

   Type

   Page

8. 12 September 2022

   Consultation: Proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs)

   Consultation on the proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs).

   Tags

   Financial Advice Provider, New Financial Advice regime, Roles, Consultations, Authorised body under a FAP, Business

   Type

   Page

9. 14 September 2021

   The Goldilocks dilemma (or how to choose the FAP full licence class that’s just right)

   On this page Derek Grantham, Principal Consultant, Market Engagement at the FMA talks about FAP full licence options.

   Tags

   FMA stories, Financial Advice Provider, Roles, Business, News & Insights

   Type

   Page

10. 10 May 2019

    Presentation by Liam Mason at the IFSO Conference 2019

    The FMA’s Director of Regulation, Liam Mason, talks at the IPSO Conference 2019.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

11. 5 April 2019

    Presentation by Rob Everett at the NZ Capital Markets Forum

    Speech by Rob Everett, FMA CE at the NZ Capital Markets Forum 2019.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

12. 28 November 2017

    Presentation by Derek Grantham and John Botica to the Navigating Regulation Advice Summit - FSC

    FMA Director of Market Engagement, John Botica, talks at the FSC Navigating Regulation Advice Summit 2017.

    Tags

    New Financial Advice regime, Speeches and presentations , Business, News & Insights

    Type

    Page

13. 6 September 2018

    Presentation by Rob Everett to the Financial Services Council and Workplace Savings NZ 2018 National Conference

    Presentation by Rob Everett, FMA CE, to the Financial Services Council and Workplace Savings NZ 2018 National Conference.

    Tags

    FMC Act, Legislation, Speeches and presentations , Business, News & Insights

    Type

    Page

14. 11 September 2019

    Rob Everett speaking at the Financial Services Council and Workplace Savings NZ Conference 2019

    FMA CE, Rob Everett's speech transcript from the Financial Services Council and Workplace Savings NZ Conference 2019.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

15. 17 October 2015

    Presentation by Paul O'Neil to the Competition and Law Policy Institute of New Zealand

    Presentation by Paul O'Neil to the Competition and Law Policy Institute of New Zealand in 2015.

    Tags

    Cases, FMA people, FMC Act, Legislation, Speeches and presentations , Business, FMA, News & Insights, Enforcement

    Type

    Page