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Found 6165 results. Displaying page 29 of 411

1. 26 March 2020

   Guidance: Complying with AML/CFT verification requirements during COVID-19 Alert Levels

   This guidance is for reporting entities under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act) during COVID-19 Alert Levels.

   Tags

   COVID-19, AML/CFT, Roles, Business, News & Insights

   Type

   Page, Guidance

2. 31 August 2022

   Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020

   The Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020 amends the Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016.- expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 26 October 2021

   Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2021

   Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 12 August 2014

   Strategic Finance settlement proceeds to first distribution

   In June this year PwC Partners John Fisk and Colin McCloy, as Receivers of Strategic, together with the Financial Markets Authority, announced they had finalised a $22 million settlement agreement with the former directors and auditors of Strategic.

   Tags

   Media release, News & Insights

   Type

   Page

5. 14 March 2012

   FMA to issue revised draft guidance note on effective disclosure in offer documents

   The Financial Markets Authority is topublish a revised draft of its guidance note by 2 April 2012 and invites further submissions from the market.

   Tags

   Media release, News & Insights

   Type

   Page, Guidance

6. 6 September 2014

   Presentation by Rob Everett to the New Zealand Shareholders’ Association 2014

   Presentation by Rob Everett to the New Zealand Shareholders’ Association 2014. Read more here.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

7. 26 October 2021

   Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2021

   Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 10 August 2022

   Cigna admits making false and misleading representations over its communication of inflation adjustments to insurance cover

   Cigna Life Insurance New Zealand Limited has admitted to making false and/or misleading representations to customers in proceedings.

   Tags

   Fair dealing, Media release, Judgment, Insurance Providers, Business, News & Insights, Enforcement

   Type

   Page

9. 15 September 2022

   FMA confirms new enterprise leadership team structure

   FMA announces changes to its executive leadership team.

   Tags

   FMA executive team, Media release, Business, FMA, News & Insights

   Type

   Page

10. 30 August 2022

    Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022

    Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022

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    Type

    Page

11. 5 October 2020

    World Investor Week focus on beginners after steep rise in direct investment

    The Financial Markets Authority is using World Investor Week 2020 to remind thousands of Kiwi investors to do their homework and understand the risks of investing in financial markets after a steep rise in direct investment.

    Tags

    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights

    Type

    Page

12. 23 December 2020

    Financial Advisers (Overseas Custodians – Assurance Engagement) Exemption Amendment Notice 2020

    Financial Advisers (Overseas Custodians – Assurance Engagement) Exemption Amendment Notice 2020

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 28 July 2017

    Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017

    Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 11 August 2013

    Presentation by Sean Hughes to the NZ Shareholders Association Conference

    Presentation by Sean Hughes to the NZ Shareholders Association Conference. Read more here.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

15. 11 July 2011

    Presentation by Sean Hughes to the 7th Annual Securities Law Update

    Presentation by Sean Hughes to the 7th Annual Securities Law Update. Read more here.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page