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Found 6165 results. Displaying page 9 of 411

1. 29 July 2021

   CE Expense Disclosure, Travel for Jan - Jun 2021

   CE Expense Disclosure, Travel for Jan - Jun 2021

   Tags

   FMA

   Type

   PDF

2. 28 February 2022

   CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

   CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

   Tags

   Executive expenses, FMA

   Type

   PDF

3. 30 November 2021

   CE Expense Disclosure Travel Rob Everett 1 Jul to 31 Oct 21

   CE Expense Disclosure Travel Rob Everett 1 Jul to 31 Oct 21

   Tags

   Executive expenses, FMA

   Type

   PDF

4. 1 August 2022

   CE Expense Disclosure Travel Samantha Barrass 25 Jan to 30 Jun 22

   CE Expense Disclosure Travel Samantha Barrass 25 Jan to 30 Jun 22

   Tags

   Executive expenses, FMA

   Type

   PDF

5. 31 January 2024

   CE Expense Disclosure Travel Samantha Barrass Jul 22 Jun 2023

   CE Travel expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

   Tags

   Executive expenses, FMA

   Type

   PDF

6. 14 October 2023

   Exemption Notice 2023 Financial Markets Conduct Craigs Investment Partners Self Select Schemes

   Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2023

   Tags

   Exemptions, Business

   Type

   PDF

7. 23 February 2024

   EXZELLENZ FINANCIAL SERVICE LIMITED

   EXZELLENZ FINANCIAL SERVICE LIMITED is an AML/CFT reporting entity.
   
   

   Tags

   Type

   Page

8. 28 March 2024

   Gen AI: Industry engagement essential to understand how Gen AI is achieving positive consumer and market outcomes as well as how risks are being managed by firms

   Daniel Trinder, Executive Director Strategy and Design at the FMA talks about regulation in a world of gen ai.

   Tags

   Opinion, Business, News & Insights

   Type

   Page

9. 17 April 2024

   FMA cancels crowdfunding services licence for Equitise

   The FMA has cancelled the crowdfunding services licence of Equitise Pty Ltd (Equitise). The cancellation took effect on 3 April 2024.

   Tags

   Media release, Enforceable undertaking, Powers, Crowdfunding Service Provider, Crowdfunding providers, Roles, Business, News & Insights, Enforcement

   Type

   Page

10. 16 April 2024

    Quantum Ireland ICAV – Withholding client funds, overseas regulator warning

    FMA are concerned Quantum Ireland ICAV and its website may be operating a scam. We are aware of unsolicited calls being made by Quantum to New Zealand residents and funds being withheld.

    Tags

    Suspected scam, Investor warning, Consumer, Scams

    Type

    Page

11. 22 May 2024

    Consultation: Class exemption renewal for disclosure of relevant interests by directors and senior managers, and NZCDC Settlement System

    Have your say on the renewal of exemptions for disclosures of relevant interests by directors and senior managers, and in relation to NZCDC Settlement System activities. Submissions close 21 June 2024.

    Tags

    Consultations, Directors, Roles, Designated business settlements, News, Business, News & Insights

    Type

    Page

12. 19 June 2024

    FMA and XRB issue user guides to help users of climate statements

    The Financial Markets Authority (FMA) and the External Reporting Board (XRB) – have jointly produced a set of guides designed to help people understand the Climate-related Disclosures (CRD) regime

    Tags

    Media release, Ethical investing, Business, Consumer, News & Insights

    Type

    Page

13. 22 December 2020

    elezenocap.com

    We are concerned that www.elezenocap.com may be operating a scam and are withholding invested funds.

    Tags

    Imposter website, Suspected scam, Scams

    Type

    Page

14. 23 July 2020

    Bitcoin Era

    WARNING: Bitcoin Era and its associated websites - bitcoineras.com, en.profitmaximizer-app.com and bitcoinerapro.com may be operating a scam.

    Tags

    Suspected scam, Scams

    Type

    Page

15. 12 July 2013

    Consultation Paper: Charitable and Religious Purposes Exemption Review

    Consultation Paper: Charitable and Religious Purposes Exemption Review. Read more here.

    Tags

    Independent trustee, Consultations, Roles, Business

    Type

    Page