Back

Search results

Found 2764 results. Displaying page 62 of 185

  1. 27 February 2018

    Oproserv Limited

    FMA notes a recent warning by the Australian Securities and Investments Commission (ASIC) in relation to Oproserv Limited.
    Tags
    International regulator alerts, Scams
    Type
    Page

  2. 15 April 2020

    Horse Forex

    Horse Forex could be involved in a scam. The FMA recommends exercising caution before dealing with Horse Forex.
    Tags
    Fake regulator, Imposter website, Suspected scam, Scams
    Type
    Page

  3. 4 March 2024

    Seaton Trustees – Imposter website

    The FMA recommends caution when dealing with Seaton Trustees. We are aware of an investor being unable to recover money invested through its website seatontrustees.org.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  4. 17 April 2024

    AxonExchange – Imposter website, suspected scam

    The FMA recommends caution when dealing with AxonExchange and its associated websites. We are aware of an investor who has invested with AxonExchange and is now unable to withdraw funds.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  5. 15 March 2023

    How to apply for a FAP licence

    This page provides a step by step process for how you apply for a FAP licence.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Business
    Type
    Page

  6. 12 March 2013

    Mighty River Power Share offer

    The Mighty River Power Share Offer open for applications on Monday, 15 April 2013.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 5 October 2015

    FMA 2015 KiwiSaver report shows investment returns and withdrawals reach all-time highs

    The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while the level of withdrawals also increased to the largest level since KiwiSaver began.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    Page

  8. 25 June 2010

    Financial Advisers Urged to Get Ready for Regulation

    The Commissioner for Financial Advisers, David Mayhew, has urged advisers to get ready for the new regulatory regime. He also updated the Securities Commission's financial adviser implementation timetable.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 27 June 2017

    Forestlands – update for investors

    The FMA continues to seek to engage with the sole director of the Forestlands group and his legal representatives to ascertain what steps have been taken to put in place an appropriate process for determining and managing the distribution of the $18 million that is held on trust, accruing interest. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 3 April 2020

    www.icoinlimited.co.nz

    www.icoinlimited.co.nz is not associated with the New Zealand registered company iCoin Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  11. 1 December 2016

    The end of the beginning for the new regime in financial services

    A decade in the making, today marks the beginning of a new era in the regulation of New Zealand’s financial markets. The introduction of a stronger regime overseeing financial markets, based on the good conduct of providers, has been in train since before the establishment of the Capital Markets Development Taskforce in 2008.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
    Type
    Page

  12. 2 May 2011

    Bernard Whimp

    Shareholders in several listed companies have complained to the Securities Commission about offers made in March 2011 from limited partnerships associated with Mr Bernard Whimp. Read more.
    Tags
    Scams
    Type
    Page

  13. 6 May 2010

    9999 Gold Mining Corporation

    The Securities Commission warns the public to be wary of 9999 Gold Mining Corporation who does not have a registered prospectus or investment statement for its offer of securities.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 11 July 2013

    FMA CEO Announcement

    The Financial Markets Authority (FMA) has announced that CEO Sean Hughes will not seek re-appointment for a second term as Chief Executive. He will continue in his role until the end of the year.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  15. 30 September 2011

    Canterbury advisers rise to the challenge

    76 Canterbury financial advisers have met an extended regulatory deadline to become Authorised Financial Advisers (AFAs).
    Tags
    Media release, News & Insights
    Type
    Page