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Found 2764 results. Displaying page 39 of 185

1. 21 May 2002

   Sri Lanka Securities and Exchange Commission - Bilateral MOU

   Bilateral MOU with Sri Lanka securities and exchange commission

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

2. 20 February 2004

   Malaysia Securities Commission - Bilateral MOU

   Bilateral MOU With Malaysia securities commission

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

3. 12 December 2013

   Financial Supervision Commission of Bulgaria - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

4. 12 December 2013

   Cyprus Securities and Exchange Commission - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Cyprus Securities and Exchange Commission.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 13 December 2012

   Commissione Nazionale per le Societa e la Borsa (Italy) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Commissione Nazionale per le Societa e la Borsa (Italy).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 12 December 2013

   Hellenic Capital Market Commission (Greece) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Hellenic Capital Market Commission (Greece).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

7. 12 December 2013

   Commission de Surveillane du Secteur Financier Luxembourg - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Commission de Surveillane du Secteur Financier Luxembourg.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

8. 12 December 2013

   European Union (EU) Competent Authorities - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the EU competent authorities.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

9. 12 December 2013

   Comisao do Mercado de Valores Mobiliarios Portugal - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comisao do Mercado de Valores Mobiliarios Portugal

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

10. 13 December 2021

    Financial Services Complaints Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Financial Services Complaints Limited

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

11. 31 March 2014

    Commerce Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

12. 12 December 2013

    Comision Nacional de Mercado de Valores Spain - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comision Nacional de Mercado de Valores Spain

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

13. 5 May 2023

    Australian Securities and Investments Commission (ASIC), Reserve Bank of Australia (RBA), Financial Markets Authority (FMA) and Reserve Bank of New Zealand (RBNZ) - MOU

    MOU between Australian Securities and Investments Commission (ASIC), Reserve Bank of Australia (RBA), Financial Markets Authority (FMA) and Reserve Bank of New Zealand (RBNZ)

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

14. 16 September 1996

    United States Commodity Futures Trading Commission - Bilateral MOU

    Bilateral MOU concerning consultation, cooperation and the exchange of information between the FMA (New Zealand Securities Commission and the United States Commodity Futures Trading Commission

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

15. 22 December 1998

    Securities Commission of Papua New Guinea - Bilateral MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Securities Commission of Papua New Guinea

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU