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  4. 31 August 2022

    Willis Bond and Company Limited

    Willis Bond and Company Limited is an AML.CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 10 September 2012

    FMA welcomes High Court ruling on Perpetual

    High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 16 April 2015

    The FMA completes Memorandum of Understanding with all NZ’s Dispute Resolution Schemes

    FMA has recently signed MOUs with the ISO and the BOS. This follows the completion of MOUs with the FDRS and FSCL last year. The FMA and the dispute resolution schemes already enjoy a cooperative relationship and these MOUs formalise and enhance that collaboration.
    Tags
    Media release, Governance, Business, FMA, News & Insights
    Type
    Page

  11. 28 May 2020

    KiwiSaverLookseeFlowChart

    Infographic that allows you to visualise your KiwiSaver journey and make good choices.
    Tags
    KiwiSaver & Superannuation, Investor information, Consumer
    Type
    PDF

  15. 1 June 2014

    Certificate of compliance and authority to apply applicant or their authorised person

    Certification of Applicant's compliance with requirements and authority to apply for market service licence under Part 6 of the FMC Act 2013. This is relevant to Crowd funding; Peer-to-peer; MIS; DIMS; derivative issuers and independent trustee applicants.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Roles, Business
    Type
    Word document, Application form