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Found 2764 results. Displaying page 163 of 185

  1. 9 August 2021

    Starlink IPO scams

    Warning! The FMA has received reports of an investment scam purporting to offer investors the opportunity to buy fictitious Public Share Offering (IPO) shares of Starlink. The scams are being promoted across a range of channels including social media.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  3. 15 June 2022

    Adviser profile – Andrea Reid of Aliya Insurance Brokers

    Andrea Reid of Aliya Insurance Brokers shares how applying for a Financial Advice Provider (FAP) licence has helped her build a better business one step at a time.
    Tags
    Financial Advice Provider, Roles, Insights, Article, Business, News & Insights
    Type
    Page

  5. 5 June 2020

    How can the financial sector support vulnerable customers?

    Clare Bolingford, Director of Banking and Insurance at the Financial Markets Authority provides guidance for financial providers on how to support vulnerable customers.
    Tags
    COVID-19, FMA stories, Financial Advice Provider, Financial Adviser, Banking, Roles, Business, News & Insights
    Type
    Page

  6. 13 November 2019

    Guide to diversifying

    FMA guide to how and why you should diversify your investments.
    Tags
    Bonds, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  7. 1 March 2023

    Investor warning: EZ Markets

    WARNING: FMA warns of suspicious article published by EZ Markets that could indicate a potential scam.
    Tags
    Derivative Issuer, Suspected scam, Roles, Business, Scams
    Type
    Page

  9. 17 December 2021

    FMA warns Squirrel P2P Trustee Limited for historic custodian breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has formally warned Squirrel P2P Trustee Limited for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.
    Tags
    Roles, Media release, Business, News & Insights, Enforcement, Peer-to-peer lending service providers
    Type
    Page

  10. 15 August 2016

    FMA warns registered financial adviser

    FMA has issued a warning to an individual in relation to suspected misleading or deceptive conduct by a registered financial adviser.
    Tags
    Media release, Financial Adviser, Enforceable Undertaking, Roles, Business, News & Insights, Enforcement
    Type
    Page

  12. 15 December 2022

    FMA warns Pencarrow Private Equity Management for AML/CFT record-keeping failures

    We have formally warned Pencarrow Private Equity Management Limited for breaching record-keeping requirements under the AML/CFT Act.
    Tags
    Media release, Enforceable action, Formal warning, AML/CFT formal warning, Powers, Investigations, Roles, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  13. 19 January 2023

    FMA publishes fund manager risk assessment report

    The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  15. 14 June 2022

    OnePath and Cigna admit to fair dealing breaches for credit card repayment insurance

    OnePath Life (NZ) Limited and Cigna Life Insurance New Zealand Limited will jointly pay $180,000 to the FMA after admitting liability for breaching the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA).
    Tags
    Insurance Providers, Fair dealing, Media release, Business, News & Insights
    Type
    Page