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Found 2764 results. Displaying page 13 of 185

  1. 6 June 2011

    Zero Commission NZ Limited

    FMA asked Zero for an enforceable undertaking and to include a statement provided by FMA at the beginning of the unsolicited offers to ensure that investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  4. 1 December 2010

    Financial Advisers Regulatory Regime Comes Into Force

    The new regulatory regime for financial advisers begins today, with the first Authorised Financial Advisers receiving their certificates of authorisation at a ceremony in Auckland from Commissioner for Financial Advisers, David Mayhew. The regulatory regime will be phased in between today and 1 July 2011.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  6. 3 October 2023

    Compliance approach

    FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets.
    Tags
    Compliance, Business
    Type
    Page

  8. 21 December 2011

    Stock & Share Trading Company Pty Ltd

    FMA asked Stock & Share Trading Company Pty Ltd for an enforceable undertaking and issued warning disclosure order to include FMA warning letter with any unsolicited offer they make to ensure investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  9. 22 November 2016

    Wealth Management Group Ltd

    Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 26 May 2023

    PTWealthManagement – imposter websites

    We recommend exercising caution when dealing with PTWealthManagement.com and PTWealthManagementLTD.com.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  11. 29 July 2019

    SeaGold Invest, Pallet Coins and Pallets Invest

    We are concerned that seagoldinvest.com, palletscoins.com and palletinvest.com may be operating a scam. The websites listed above are not associated with nor authorized by the New Zealand registered company 'The Pallet Company Limited'.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 11 March 2016

    Warning: Beware of unsolicited offers of employment

    We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.
    Tags
    Scams
    Type
    Page

  13. 6 April 2020

    Profit Bitcoin

    Profit Bitcoin and the website, https://theprofitbtc.com/, have the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 1 January 2011

    AB Financial Group

    AB Financial Group is a suspected scam. www.abfinancialservicesgroup.com
    Tags
    Suspected scam, Scams
    Type
    Page