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Found 2764 results. Displaying page 82 of 185

  1. 7 September 2022

    Spotlight on: Stock lending

    Stock lending is being offered to NZ retail investors. If you’re thinking about participating, understand how it works and the risks.
    Tags
    Investment basics, Online investing platforms, Investor information, Investing, Ways to invest, Managed funds, Shares, Article, Consumer, News & Insights
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  2. 6 March 2023

    FMA investor profile - Mikayla Pakinga-Lawson

    FMA profiles Mikayla Pakinga-Lawson (Ngati Whakaue me Te Whanau-a-Apanui). Mikayla recently joined the FMA team as an Adviser in the Investor Capability team.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page
  3. 20 September 2021

    FMA investor profile - Carren Stuart

    In this month’s FMA investor profile, rest home caregiver Carren Stuart describes her transition from a burnt share buyer in the 1980s into an empowered DIY investing platform user in the 2020s.
    Tags
    FMA stories, Investor information, Article, Consumer, News & Insights
    Type
    Page
  4. 5 October 2022

    Ethical finance

    The FMA supports ethical finance and New Zealand’s transition to an integrated financial system – one that looks beyond financial returns to also consider non-financial factors. Read more about our role in an integrated financial system on this page.
    Tags
    Ethical finance, Climate related disclosure, Business
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  5. 30 November 2023

    Regulatory co-operation

    The FMA co-ordinates our efforts and we share intelligence with other government agencies via the Council of Financial Regulators (CoFR). Find out more about the Council of Financial Regulators (CoFR) and other global agencies we co-operate with here.
    Tags
    Regulatory cooperation, FMA
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    Page
  6. 22 December 2023

    CBL Corporation and four independent directors ordered to pay penalties for conduct including reckless and careless breaches of the Financial Markets Conduct Act

    The High Court has ordered CBL Corporation Limited (CBLC) and four of its former directors to pay penalties for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013.
    Tags
    Media release, Enforceable undertaking, Powers, Financial Institutions, Business, News & Insights, Enforcement
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  7. 23 April 2024

    Supervisors

    Supervisors are appointed to look after investors' interests for some types of financial products and the interests of residents of retirement villages. Supervisors covered by the Financial Markets Supervisors Act 2011 (the FMS Act) are those who supervise debt securities; Registered schemes, including KiwiSaver schemes, specified managed funds and superannuation schemes, and retirement villages.View more about licensing and registration and the obligations of Supervisors in New Zealand on this page.
    Tags
    Compliance, Obligations, Licensing & registration, Roles, Business, Managed investment schemes, Supervisor
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    Page
  8. 15 May 2024

    Money with Mary

    In our series “Money with Mary,” personal finance legend Mary Holm shares practical tips on a variety of money matters.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page
  9. 1 March 2021

    Property syndicates

    Joining a property syndicate can be an easy way to get into the property market, but there can be significant risk involved. Learn more before you start.
    Tags
    Property syndicates, Ways to invest, Investing, Consumer
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  10. 30 May 2024

    FMA publishes first monitoring insights report into Financial Advice Providers

    The FMA today published its first monitoring report of the new financial advice regime. The report shows how a range of Financial Advice Providers (FAPs) responded to the obligations and licensing requirements under the new regime introduced during the transitional period in 2021, and fully effective from March 2023.
    Tags
    Media release, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, News & Insights, Nominated representatives
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  11. 1 April 2020

    https://nex.cool

    https://nex.cool could be involved in a scam. It is noted on its website that it is incorporated in New Zealand but this is not true.
    Tags
    Suspected scam, Scams
    Type
    Page
  12. 1 May 2011

    Donaldson and Turner

    Donaldson and Turner is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page