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  1. 1 November 2013

    A Guide to the Financial Markets Conduct Act 2013 Reforms

    This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other
    financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.
    Tags
    FMC Act, Regulation, Legislation, Business
    Type
    PDF, Paper

  2. 9 November 2012

    Stakeholder survey – Final report 2012

    The FMA conducts an annual survey to establish how our stakeholders rate our performance. This is the 2012 report.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Research

  3. 1 July 2013

    FMA progress review stakeholder feedback report 2013

    This report is the result of a review conducted by Oliver Wyman focusing on stakeholder perspectives on achievements, short-comings and future priorities for New Zealand’s Financial Markets Authority. The report was published in July 2013
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Report

  5. 30 June 2015

    User Guide: Annual AML/CFT Report

    The annual report is required by section 60 of New Zealand’s Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘the Act’). The annual report applies to
    activities that are covered by the Act.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF, Report

  6. 1 June 2014

    FMA’s supervision of Anti-Money Laundering and Countering Financing of Terrorism

    This 2014 document outlines the Financial Markets Authority’s (FMA’s) priorities for monitoring reporting entities
    under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT Act).
    Tags
    AML/CFT, Reports and Papers, Roles, Reporting entities, Business, News & Insights
    Type
    PDF

  7. 10 April 2018

    Product disclosure statements: understanding investors’ information needs

    The purpose of this report is to help issuers and their advisers think about how they can make disclosure information more useful for investors. In the report we summarise feedback from investors about how they use disclosure information.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF

  8. 1 September 2021

    Customer vulnerability – our expectations for providers

    Customer vulnerability – our expectations for providers. This information sheet explains the FMA’s expectations for financial services firms to prioritise their customer vulnerability practices, focusing on areas we consider immediate priorities, updated Sept 2021.
    Tags
    Banking, Conduct, Roles, Business, Managed investment schemes
    Type
    PDF, Report

  9. 1 July 2020

    Derivatives Issuer Sector Risk Assessment

    This sector risk assessment summarises the key risks posed by licensed Derivatives Issuers (DIs) to the FMA’s objective of promoting fair, efficient and transparent financial markets. It is based on a self-assessment completed by DIs, as well as our interactions with DIs and their clients since FMC Act licensing began.
    Tags
    Reports and Papers, Derivative Issuer, Roles, Business, News & Insights
    Type
    PDF

  10. 1 September 2018

    Consumer Views of Financial Providers’ Conduct

    The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.
    Tags
    Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights
    Type
    PDF

  11. 6 July 2021

    Investor Confidence Report 2021

    This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA.
    The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2021.
    Tags
    Reports and Papers, Business, FMA, News & Insights
    Type
    PDF, Surveys

  12. 16 June 2022

    Investor Confidence Report 2022

    The Investor confidence Research report 2022 measures attitudes towards and investment in New Zealand’s financial markets.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys

  13. 24 June 2020

    Investor Confidence Report 2020

    This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA.
    The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2020.
    Tags
    Business
    Type
    PDF, Surveys

  14. 27 January 2022

    Ease of Doing Business Stakeholder research 2021

    The FMA’s “Ease of doing business survey 2021” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys

  15. 23 June 2015

    Ease of doing business Stakeholder research 2015

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys