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  1. 4 November 2020

    2020’s silver linings for the NZ fintech sector

    From the lens of New Zealand’s innovation and technology ecosystem, it’s been a year of silver linings, especially within the context of financial services. Read more from Binu Paul in this FMA Story.
    Tags
    FMA people, FMA
    Type
    Page

  2. 15 December 2021

    Suspected scam and imposter website twinfs.com

    Warning: The website, twinfs.com, is falsely purporting to be associated with the registered New Zealand entity, Twin Financial Solutions Limited (NZBN: 9429049421224). Twins Financial Solutions Limited have confirmed that they are not operating or associated with www.twinfs.com
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  3. 20 August 2014

    FMA files civil proceedings against trustee

    The FMA has filed civil proceedings against Prince and Partners Trustee Company Limited, using the powers of section 34 of the Financial Markets Authority Act. Prince was the trustee for finance company Viaduct Capital Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  4. 28 November 2013

    FMA announces new Chief Executive

    The Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 February 2014.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  7. 5 April 2012

    FMA welcomes Bridgecorp verdicts

    Justice Venning found Rodney Petricevic and Robert Roest guilty on charges of breaching the Crimes Act 1961, the Companies Act 1993, and the Securities Act 1978 and found Peter Steigrad guilty on charges of breaching the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 1 December 2019

    Financial Markets Conduct (Disclosure of Relevant Interests by Directors & Senior Managers) Exemption Notice 2019

    The Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2019 continues the relief granted in the Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2014, which is revoked at the close of 30 November 2019.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  9. 19 December 2019

    DBS Securities Limited

    We have received a complaint from a NZ investor who invested funds with Glen Hamilton & Partners LLC in 2017 after receiving an unsolicited cold call.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 29 November 2019

    Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019

    The Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2019 continues the relief granted in Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2014, which is revoked at the close of 30 November 2019.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  12. 19 December 2019

    Glenn Hamilton & Partners LLC

    We are concerned the operations of both entities indicates they are both associated in the operation of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 22 December 2020

    Privacy Statement

    The Financial Markets Authority is committed to ensuring your privacy is protected. Read our Privacy policy here.
    Tags
    Type
    Page

  14. 7 August 2014

    Brian Henry admits market manipulation

    Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page