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  3. 1 June 2014

    Declaration by independent trustee individual

    Declaration form to be completed by individual independent trustees.
    Tags
    Independent trustee, Roles, Licensing & registration, Declaration, Business
    Type
    Word document, Application form

  5. 30 January 2013

    Expense disclosure CE 2012 jul dec

    CE gifts and hospitality disclosure for the period 1 July 2012 - 31 December 2012
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  7. 9 April 2020

    CoFR table of deferred regulatory initiatives April 2020

    The table provides a comprehensive list of the regulatory initiatives that are being deferred during the Covid-19 crisis.
    Tags
    COVID-19, Council of financial regulators (CoFR), FMA, News & Insights
    Type
    PDF

  9. 25 September 2020

    Hits and Myths Mary Holm Guidebook

    Hits and myths is an introductory guide to investing
    by Mary Holm. It’s a quick guide for anyone who’s thinking about or already dabbling in investing – and wants to know more.
    Tags
    Investment basics, Investing, Consumer
    Type
    PDF

  10. 1 July 2021

    FAP Licensing Application Guide Class 1 questions

    FAP Licensing Application Guide Class 1 questions: This document contains the questions you will be asked when applying for a Class 1 Financial Advice Provider full licence. It should be read alongside our guide to full licensing.
    Tags
    Financial Advice Provider, Roles, Licence guide, Licensing & registration, Business
    Type
    PDF

  12. 15 December 2021

    Fonterra Shareholders' Market Listing Rules - Approval of Change Notice 2021

    The amendments to the FSM Listing Rules are generally consequential on external factors relating to Fonterra, and include the following: FSM Listing Rule 1.8.2, Rules 1.8.2(c), 1.8.4(a) and 6.1.2(a)(ix) and (x) and the Glossary, and, FSM Listing Rule 6.1.2 are amended
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  14. 12 August 2021

    OIAP Referrals to FMA under FSP Act

    OIAP response dated 12 August 2021, Referrals to FMA under FSP Act - Request for statistics relating to referrals to the FMA under the FSP Act 
    Tags
    Type
    PDF, OIA

  15. 30 June 2016

    aml cft annual report user guide 2016

    This user guide can be used as a reference for AML CFT reporting entities when completing their annual report
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF, Information Sheet