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Found 3692 results. Displaying page 88 of 247

  1. 5 October 2020

    Investing Myth #3: 'Investing is just too risky'

    ‘Investing is just too risky’ is an investment myth that is debunked by Mary Holm for the FMA on this page. She talks about investments available at all risk levels.
    Tags
    Investment basics, Investing, Consumer
    Type
    Page

  2. 19 October 2020

    United Commonwealth Financial Protection Board

    We are concerned United Commonwealth Financial Protection Board is associated with Howden Global Acquisition Group, an entity that we have published a warning about.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  3. 6 November 2020

    FMA releases standard conditions for licensing of financial advice

    The Financial Markets Authority (FMA) has released the final standard conditions for a full Financial Advice Provider licence and confirmed three classes of financial advice service, following an extensive consultation with the industry.
    Tags
    Compliance, New Financial Advice regime, Regulation, Media release, Business, News & Insights
    Type
    Page

  4. 1 October 2021

    www.investgloballimited.com

    WARNING: There are false claims made the www.investgloaballimited.com website that they are associated with a company incorporated in New Zealand, Invest Global Limited (NZBN 942903731361).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  5. 16 December 2021

    Investment warning concerning Maesara Investments Limited

    WARNING: We are concerned that Maesara Investments Limited is involved in a scam, they are not an incorporated entity in New Zealand and is not registered on the Financial Service Providers Register. An NZ resident who has invested through Maesara Investments Limited is no longer able to contact the entity by telephone and email.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 4 March 2011

    Nathans' Director Pleads Guilty to Securities Commission Charges

    John Hotchin, a former director of Nathans Finance NZ Limited (in receivership) ('Nathans') has pleaded guilty to three charges laid by the Securities Commission under section 58 of the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 13 December 2013

    Consultation Papers on draft minimum standards and conditions for new licenses

    CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Licensing & registration, Consultations, Roles, Business
    Type
    Page

  8. 22 March 2017

    FMA Statement on Forestlands

    FMA identified $18 million which Forestlands say is to be paid to all its investors. That money has been placed in a trust account after our discussion with a Forestlands director. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  9. 30 November 2015

    Hart Capital Partners Limited

    Hart Capital Partners Limited, FSP16981, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  10. 3 July 2015

    Paul Gerard Drummond

    Paul Gerard Drummond, FSP30203, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  11. 17 December 2014

    FMA closes South Canterbury Finance Limited inquiries

    FMA has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited (SCF). After careful consideration, the FMA has decided not to take any further action. Read more.
    Tags
    Cases, Media release, Consumer, News & Insights, Enforcement
    Type
    Page

  12. 13 December 2011

    FMA announces full repayment of funds for Kiwi Finance investors

    The Financial Markets Authority announced that debenture investors in Kiwi Finance Ltd will receive full reimbursement and are to be repaid approximately $1.2 million. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  13. 21 July 2011

    NZF prospectus withdrawn after FMA investigation

    NZF Money Limited (NZF) has withdrawn its 2010 debt prospectus from the market following an investigation by the Financial Markets Authority (FMA).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 29 August 2013

    David Ross pleads guilty

    Wellington financial adviser David Robert Gilmour Ross (63) today pleaded guilty in the Wellington District Court to charges laid by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page