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  1. 12 April 2013

    FMA completes review of Mighty River Power offer document

    The Financial Markets Authority has completed its review of the Mighty River Power share offer document and is satisfied that it contains the information potential investors need to make an informed decision.
    Tags
    Media release, News & Insights
    Type
    Page

  2. 30 August 2012

    FMA welcomes Belgrave Finance sentencing

    Mr Buckley was sentenced to three years in prison after he pleaded guilty to 25 charges under the Securities Act, Crimes Act and the Companies Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 3 August 2011

    FMA completes NZX inquiry

    FMA has completed its inquiry into continuous disclosure issues in relation to comments made by Mr Mark Weldon, CEO of NZX Ltd, concerning the carrying value of its subsidiary Clear Grain Exchange.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 31 July 2015

    FMA files civil proceedings against portfolio manager for alleged market manipulation

    The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between December 2013 and August 2014.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 28 February 2018

    Consultation paper: Updated Corporate Governance Handbook

    Consultation paper: Updated Corporate Governance Handbook. The handbook is designed as a guide for a wide range of companies and businesses. Read more.
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page

  8. 30 July 2014

    Pledgeme Limited

    Pledgeme Limited, FSP359926, is licensed by the FMA to provide crowdfunding services.
    Tags
    Crowdfunding providers, Roles, Licensed entity, Business
    Type
    Page

  9. 30 September 2016

    Plus500AU Pty Ltd

    Plus500AU Pty Ltd, FSP486026, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  10. 19 August 2015

    Investment World Limited

    Investment World Limited, FSP49702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 1 December 2015

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 12 August 2016

    Paul Steven Bevin

    Paul Steven Bevin, FSP477606, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 13 November 2019

    Green Knight Financial Services

    The FMA recommends exercising caution before dealing with Green Knight Financial Services and the website https://greenknightfinancialservices.com. We believe Green Knight Financial Services has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 9 July 2020

    Crowdsphere Limited

    Crowdsphere Limited (FSP360186)
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  15. 5 October 2020

    Investing Myth #4: 'I'm not rich enough to invest'

    ‘I’m not rich enough to invest’ is an investing myth that is debunked by Mary Holm for the FMA. She talks to several ways that anyone can invest even if they invest small amounts.
    Tags
    Investing, Investment basics, Consumer
    Type
    Page