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  2. 28 February 2024

    Shaminder SINGH

    Shaminder SINGH is an AML/CFT reporting entity.

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  3. 28 February 2024

    Satinder SINGH

    Satinder SINGH is an AML/CFT reporting entity.

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  5. 28 February 2024

    Shirley Carol RHODES

    Shirley Carol RHODES is an AML/CFT reporting entity.

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  7. 28 February 2024

    Tejinder SINGH BAINS

    Tejinder SINGH BAINS is an AML/CFT reporting entity.

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  11. 7 March 2024

    FMA files proceedings against Tower Limited for alleged fair dealing breaches

    FMA has filed civil proceedings against Tower Limited (Tower) for failing to apply multi policy discounts to eligible customers’ premiums, resulting in approximately $9.5 million* in overcharges.
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    Media release, Financial Advice Provider, Financial Institutions, Roles, Business, News & Insights, Enforcement
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  12. 22 December 2023

    Changes to FMA executive leadership team

    The FMA said today that Paul Gregory, Executive Director, Response and Enforcement has resigned and accepted a role with ANZ Investment Management.
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    Media release, FMA executive team, FMA, News & Insights
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  14. 14 March 2024

    Tradesafer – Suspected scam

    We recommend caution when dealing with Tradesafer/ Australian Trader/Tradesafer Group (Tradesafer) and its various websites.
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    Suspected scam, Investor warning, Consumer, Scams
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  15. 19 March 2024

    Licensing application guide - DIMS Provider PART B4

    Your guide to applying for a DIMS market service licence under the Financial Markets Conduct Act.
    All the questions you’ll be asked, the minimum standards you’ll need to show you meet, and information about the details and supporting documents you’ll need to provide.
    Please make sure you read this guide in conjunction with our ‘Part A’ licensing guide.
    Tags
    Discretionary investment management scheme (DIMS), Licence guide, Roles, Licensing & registration, Business
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    PDF