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Found 2574 results. Displaying page 42 of 172

  1. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  2. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  3. 17 March 2022

    FMA issues warning about croftcapital.ltd

    WARNING: FMA are concerned that https://capitalcycleslimited.com is involved in a scam. The website falsely claims that it is “legally registered with the New Zealand Securities & Investment company with NZ:1271353”.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 6 December 2023

    Stewart Group DBG

    Stewart Group DBG including: Stewart Financial Group Limited, Finzo NZ Limited, NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED, Stewart Group Wellington Limited, Stewart Group Asset Management Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 15 April 2024

    Morrison & Co DBG

    Morrison & Co DBG including: Morrison & Co Employee Co-Invest (PIP2) Limited, Morrison & Co Employee Co-Invest (PIP3) Limited, Morrison Investment Management Limited, Morrison Infrastructure Management Limited, Morrison International Limited, Morrison & Co PIP Limited, Morrison & Co SPV Management Limited, Morrison & Co Property Investment Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  8. 4 March 2020

    Derivatives

    Derivatives are complex financial instruments, and trading them is not a suitable ‘investment’ for most consumers. They are designed to track the value of something without the need to actually buy or sell that underlying thing and are used by professionals to manage risk or to speculate. Learn more about the risks and returns of investing in derivatives here.
    Tags
    Derivatives, Ways to invest, Investing, Consumer
    Type
    Page

  12. 1 February 2014

    Broker Obligations guidance note

    The focus of this guidance is on custody of client money and client property, and the key obligation of brokers to hold client money and client property on trust.
    Tags
    Obligations, Client money or property services provider, Roles, Business
    Type
    PDF, Guidance

  13. 29 September 2023

    FMA consults on proposed liquidity risk management guidance

    FMA has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM).
    Tags
    Media release, Supervisors, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  14. 1 December 2015

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  15. 1 November 2015

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page