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Found 2574 results. Displaying page 37 of 172

  1. 27 March 2013

    Consultation Paper: Class exemption review

    Consultation Paper: Class exemption review. The FMA has undertaken a review of 44 class exemption notices expiring in 2012. Read more here.
    Tags
    Consultations, Exemptions, Business
    Type
    Page

  2. 27 March 2013

    Consultation Paper: Class exemption review

    Consultation Paper: Class exemption review. The FMA has undertaken a review of 44 class exemption notices expiring in 2012. Read more here.
    Tags
    Consultations, Exemptions, Business
    Type
    Page

  6. 16 August 2021

    How a family chat might have saved one man from losing $50,000 to an investment scam

    When a band of international scammers launches a sophisticated, multi-person project to fleece you out of your money, your best protection might be closer to home than you think.

    Bill* is in his early 70s, lives in a small provincial town and works in the health sector. He fell victim to an international share trading fraud which all began with an unsolicited phone call from a man in New York, ringing as part of a survey associated with Wall St Journal.
    Tags
    Consumer, Scams
    Type
    Page

  11. 21 May 2020

    Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020

    The Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020 exempts Canterbury Fund Managers Limited in respect of the Canterbury Mortgage Trust Group Investment Fund (Scheme) from requirements under the Financial Markets Conduct Act 2013 to prepare and submit audited financial statements in relation to the Scheme’s balance date of 31 March 2020. tion Notice 2020 grants an exemption in favour of small to medium-sized licensed providers of DIMS. It provides relief from certain financial reporting and audit obligations under the FMC Act.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  12. 10 February 2016

    Regulatory impact statement - Investor warning and acknowledgement exemptions for the $750,000 minimum investment wholesale investor exclusion

    This regulatory impact statement analyses options considered in course of policy work leading to a final decision to exempt offerors of certain debt securities relying on the $750,000 minimum investment wholesale investor exclusion, on conditions, from having to include investor warnings on offer documents and obtain an investor acknowledgement.
    Tags
    RIS, Business
    Type
    PDF