Back

Search results

Found 2574 results. Displaying page 4 of 172

  7. 21 December 2023

    Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023

    The Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023 (Notice) exempts Stride Investment Management Limited (SIML) and Stride Property Limited (SPL), which are part of the stapled group, comprising SIML, SPL and subsidiaries of SPL (Stride Property Group or SPG) from certain provisions of Part 7A of the Financial Markets Conduct Act 2013 (Act).
    Tags
    Exemptions, Business
    Type
    Page

  8. 1 February 2013

    NZ finance company collapses (2006–2012)

    The scale and circumstances of the Finance industry failure since 2006 gave rise to concerns of inappropriate behaviour and breaches of the Securities Act and a programme of investigations into the failures was initiated. Read more.
    Tags
    Enforcement
    Type
    Page

  9. 1 February 2013

    NZ finance company collapses (2006–2012)

    The scale and circumstances of the Finance industry failure since 2006 gave rise to concerns of inappropriate behaviour and breaches of the Securities Act and a programme of investigations into the failures was initiated. Read more.
    Tags
    Enforcement
    Type
    Page

  10. 24 June 2019

    Jarden Investment Nominees Limited

    Jarden Investment Nominees Limited, formerly known as First NZ Capital Investment Nominees Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 29 September 2016

    Florin Investment Limited

    Florin Investment Limited is not registered on the FSPR and is therefore not allowed to offer financial services in NZ.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  12. 16 April 2024

    Implemented Investment Solutions DBG

    Implemented Investment Solutions DBG includes Fundrock NZ Limited and Investnow Saving and Investment Service Limited.
    Tags
    Reporting entities, AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  13. 15 July 2021

    Centuria Funds Management (NZ) Limited

    Augusta Funds Management Limited, FSP209185, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 11 June 2015

    Mercer (N.Z.) Limited

    Mercer (N.Z.) Limited, FSP42742, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  15. 1 April 2016

    BT Funds Management (NZ) Limited

    BT Funds Management (NZ) Limited, FSP32662, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page