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  5. 20 October 2022

    E+O Property Syndication Limited - Formal Warning

    The FMA issued a formal warning to E+O Property Syndication Limited following concerns that it may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to.
    Tags
    Offer disclosure for equity and debt offers, Roles, Business, Enforcement
    Type
    PDF

  7. 2 June 2017

    Amendment Notice 2017 FMC Shares in Investment Companies Designation

    The amendment notice amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 which came into force on the 19 May 2017. The notice declares that certain shares in investment companies are managed investment products rather than equity securities for the purposes of the FMC Act, but the princepal notice does not apply to shares that are NZX Main Board shares.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  8. 3 April 2020

    www.icoinlimited.co.nz

    www.icoinlimited.co.nz is not associated with the New Zealand registered company iCoin Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  10. 4 July 2022

    Blackbird GP22 NZ Limited

    Blackbird GP22 NZ Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 31 August 2022

    MERCER (N.Z.) LIMITED

    MERCER (N.Z.) LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 11 December 2020

    Jasper NZ Investors Nominee Limited

    Jasper NZ Investors Nominee Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  14. 31 August 2022

    BNP PARIBAS NOMINEES (NZ) LIMITED

    BNP PARIBAS NOMINEES (NZ) LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page