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  1. 13 July 2018

    CBL investigation update

    The FMA has completed a preliminary assessment of the information obtained as part of the CBL investigation to date and has concerns about potential breaches of the Financial Markets Conduct Act 2013 and the Companies Act 1993. Read more.
    Tags
    Media release, Cases, Business, News & Insights, Enforcement
    Type
    Page

  3. 14 May 2018

    KiwiSaver trial focused on members in their 50s gets results

    The interim results of a second FMA, MBIE and industry trial has shown targeted communications created using behavioural insights, are more likely to lead KiwiSaver members to make an active decision about their fund.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  4. 7 May 2021

    Walton Chase

    The FMA has issued a warning concerning Walton Chase who may be operating a scam and is not registered to provide financial services in New Zealand.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  5. 30 April 2014

    Investor experience of IPOs survey

    An online survey of 303 New Zealanders who invested in or seriously considered investing in a recent IPO was conducted to provide an overview of the IPO experience.
    Tags
    Offer information, Roles, Reports and Papers, Business, Market operator
    Type
    Page, Surveys

  6. 15 November 2018

    Bank Incentive Structures

    The Bank Incentive Structures review report was signalled in the Financial Market Authority’s (FMA) Annual Corporate Plan 2017/18, and aligns with our strategic priorities of Sales and advice, Conflicted conduct, and Governance and culture.
    Tags
    Directors, Conduct, Roles, Banking, Reports and Papers, Business
    Type
    Page, Report

  7. 18 March 2022

    Impact of Russia Sanctions on AML/CFT reporting entities

    An update from the three AML/CFT Act supervisors to reporting entities on what is required of them under the Russia Sanctions Act 2022.
    Tags
    AML/CFT, AML/CFT act 2009, Roles, Legislation, Business
    Type
    Page, Guidance

  8. 22 June 2022

    FMA investor profile - Te Kahukura Boynton

    This month's FMA Investor Profile features Te Kahukura Boynton, (Te Whakatōhea, Ngāti Kahungunu, Ngāi Tūhoe) an 18-year- old Waikato law student on a mission to empower Māori to become financially independent through her investing and self-development platform ‘Māori Millionaire’.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  9. 4 October 2021

    FMA investor profile - Sonya Gupthan

    Our latest investor profile focusses on Sonya Gupthan, one of the stars and co-hosts of the hit Girls that Invest, podcast.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  10. 9 July 2021

    FMA investor profile - Zac W.

    Our latest investor profile is on 13-year-old Zac, who joined the online investing revolution 18 months ago, and now puts half his paper run money into his growing portfolio.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  11. 26 April 2023

    Warning: Imposter website DCMAtrading.com

    This website purports to offer trading in foreign exchange, cryptocurrency, and CFDs, but it is not licensed for these activities in New Zealand
    Tags
    Imposter website, Scams
    Type
    Page

  12. 27 October 2022

    Speeches

    The FMA speeches at major events and to stakeholders are published on this page.
    Tags
    Speeches and presentations , News & Insights
    Type
    Page

  15. 26 May 2023

    Understanding the new climate-related disclosures regime

    FMA’s Jenika Phipps, Manager, Climate-related Disclosures, speech at a masterclass for business and finance leaders on its expectations for the climate-related disclosure regime in Auckland last week.
    Tags
    Article, Directors, Compliance, Climate related disclosure, Roles, Ethical finance, Auditors, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page