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Found 2574 results. Displaying page 17 of 172

1. 16 August 2022

   FMA makes interim stop order and warns public about Wisdom House Investment Partners Limited and Yuen Pok Loo

   MEDIA RELEASE issued by the FMA announcing an interim stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok.

   Tags

   Media release, Enforceable action, Investigations, News & Insights, Enforcement

   Type

   Page

2. 11 November 2021

   Consultation paper: Review of the Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

   Consultation paper issued by the FMA: Review of the Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

   Tags

   Offer disclosure for equity and debt offers, Consultations, Roles, Business

   Type

   Page

3. 23 October 2014

   FMA warns consumers about cold-calling investment offers and ‘big win’ scams

   The Financial Markets Authority (FMA) is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms.

   Tags

   Media release, News & Insights, Scams

   Type

   Page

4. 5 October 2015

   FMA 2015 KiwiSaver report shows investment returns and withdrawals reach all-time highs

   The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while the level of withdrawals also increased to the largest level since KiwiSaver began.

   Tags

   KiwiSaver providers, KiwiSaver & Superannuation, Media release, Managed investment schemes, Roles, Business, Consumer, News & Insights

   Type

   Page

5. 23 October 2014

   FMA warns consumers about cold-calling investment offers and ‘big win’ scams

   The Financial Markets Authority is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms.

   Tags

   Consumer, Scams

   Type

   Page, Guidance

6. 21 April 2021

   Advertising phenomenal investment returns for the last year could mislead investors, FMA says

   The Financial Markets Authority (FMA) is warning the funds management industry to avoid advertising large investment returns for the 12-month period to March 31, 2021, as this could mislead investors.

   Tags

   Media release, KiwiSaver providers, Managed funds, Roles, Ways to invest, Investing, Business, Consumer, Managed investment schemes, News & Insights

   Type

   Page

7. 12 June 2024

   FMA files civil proceedings against Booster Investment Management Ltd and individual directors and senior managers

   The FMA has filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.

   Tags

   Media release, Directors, KiwiSaver & Superannuation, Roles, Business, Consumer, Managed investment schemes, News & Insights

   Type

   Page

8. 28 April 2016

   Cross-border trade agreement means more investment choices for New Zealanders

   New Zealand investors will benefit from more competition for their investment dollar and more choice of investment options as a result of the international agreement signed.

   Tags

   Governance, Media release, FMA, News & Insights

   Type

   Page

9. 21 April 2016

   Three things that stop you from making good investment decisions – and four that can help

   Feelings and fears are the key things that stop consumers making good decisions when it comes to their finances or investments. Cross-government paper released by FMA delves into why we behave this way.

   Tags

   Media release, Financial Advice Provider, Roles, Business, News & Insights

   Type

   Page

10. 21 May 2015

    Consultation paper: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion

    Consultation paper: Investor acknowledgement and warning for the $750,000 minimum investment wholesale investor exclusion. Read the full consultation paper here.

    Tags

    Offer disclosure for equity and debt offers, Consultations, Roles, Business

    Type

    Page

11. 31 August 2023

    ‘5 mins with FMA’ podcast #7: Phony investment scams and how to protect yourself

    Today we’re looking at scams – particularly those investment scams that have led to Kiwis losing a lot of money – we’re talking retirement savings, house deposits and hard-earned savings being stolen by overseas criminals.

    Tags

    Podcast, Investor warning, Consumer, News & Insights, Scams

    Type

    Page, Podcast

12. 7 April 2017

    Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

    Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 10 June 2016

    Financial Markets Conduct (Investore Property Limited) Exemption Notice 2016

    Financial Markets Conduct (Investore Property Limited) Exemption Notice 2016 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 30 June 2014

    Securities Act (Kiwi Property Group Limited) Exemption Notice 2014

    Securities Act (Kiwi Property Group Limited) Exemption Notice 2014 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 27 September 2022

    Consultation paper Client money or property service provider guidance

    Consultation on proposed guidance on the obligations for client money or property service providers.

    Tags

    Client money or property services provider, Consultations, Roles, Business

    Type

    PDF