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Found 2576 results. Displaying page 146 of 172

  1. 16 November 2017

    Consultation paper: Proposed exemption to facilitate personalised digital advice

    Consultation paper: Proposed exemption to facilitate personalised digital advice. We are now open for applications by providers for the exemption. Read more about it here.
    Tags
    Financial Advice Provider, Financial Adviser, Interposed persons under new financial advice regime, Consultations, Roles, Business
    Type
    Page

  2. 7 July 2010

    Dominion and North South Finance Directors Charged

    The Securities Commission has laid criminal charges and issued civil proceedings against Dominion Finance Group Limited and North South Finance Limited directors Vance Arkinstall, Richard Bettle, Terence Butler, Ann Butler, Paul Forsyth and Robert Barry Whale. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 15 August 2011

    FMA orders Share Buyers Limited to include warning

    The Financial Markets Authority (FMA) has ordered Share Buyers Limited (Share Buyers) and associated persons to include a warning from FMA in a prominent position at the beginning of any document making an unsolicited offer to buy shares or other securities.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 24 June 2024

    KiwiSaver 2024: Check in with your nest egg

    Check in with your nest egg is the FMA's 2024 KiwiSaver campaign. We are calling on all KiwiSavers to do a health check on their KiwiSaver to make sure it's working for you.
    Tags
    Campaigns, Investing, Consumer
    Type
    Page

  5. 6 November 2020

    FMA releases standard conditions for licensing of financial advice

    The Financial Markets Authority (FMA) has released the final standard conditions for a full Financial Advice Provider licence and confirmed three classes of financial advice service, following an extensive consultation with the industry.
    Tags
    Compliance, New Financial Advice regime, Regulation, Media release, Business, News & Insights
    Type
    Page

  6. 1 December 2016

    The end of the beginning for the new regime in financial services

    A decade in the making, today marks the beginning of a new era in the regulation of New Zealand’s financial markets. The introduction of a stronger regime overseeing financial markets, based on the good conduct of providers, has been in train since before the establishment of the Capital Markets Development Taskforce in 2008.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
    Type
    Page

  7. 2 February 2017

    The FMA’s guide designed to help providers focus on good conduct

    Today the FMA published the final version of the guide into the FMA’s view of conduct. The FMA has also published submissions from industry, considered as part of the consultation process.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  9. 7 August 2014

    Brian Henry admits market manipulation

    Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  15. 20 January 2022

    Reserve Bank and FMA finalise FMI regulatory framework

    The Reserve Bank of New Zealand – Te Pūtea Matua and the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko have released their finalised framework for assessing the systemic importance of Financial Market Infrastructures (FMIs) following consultation with industry and stakeholders.
    Tags
    Financial market infrastructures, Regulation, Roles, Media release, Business, News & Insights
    Type
    Page