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Found 2575 results. Displaying page 130 of 172

  1. 21 June 2018

    Kauri Ventures

    Kauri Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  2. 21 June 2018

    Anaru and Partners

    Anaru and Partners is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  3. 1 December 2012

    AML/CFT: Issuers of securities and participants in issues

    The AML/CFT: issuers of securities and participants in issues guide will help issuers of securities and participants in securities issues to determine if they have compliance obligations under the AML/CFT Act and if the FMA is their supervisor.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  4. 17 December 2012

    Open letter to managers of collective schemes (CIS)

    Outsourcing of administration duties does not absolve the manager of a CIS from its obligations as a reporting entity under the Act. The FMA Open letter to managers of collective schemes (CIS) talks about the AML/CFT programme policies and procedures to manage any identified risks that outsoucing may present.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  5. 12 October 2023

    Unregistered businesses

    The FMA publishes the names of unregistered businesses that have been reported as offering financial services to New Zealanders.
    Tags
    Investor warning, Consumer
    Type
    Page

  6. 21 November 2023

    OmegaMining-FX – Imposter website

    The website operated by OmegaMining-FX is falsely using the details of the legitimate New Zealand company Omega Finance Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  7. 9 March 2021

    Asset Partners

    The FMA recommends exercising caution before dealing with Asset Partners. We are concerned that Asset Partners may be operating a scam via the website.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  9. 12 April 2024

    Multi Global Leaders – Suspected scam

    We recommend caution when dealing with Multi Global Leaders and its website www.MultiGlobalLeaders.com.

    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 15 April 2024

    AC Finance Limited – Imposter website

    We recommend caution when dealing with AC Finance Limited and its website.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page
    • Imposter website

    23 May 2024

    Trustpodia – Imposter website

    Trustpodia is displaying a Certificate of Incorporation document on its website using the details of the registered New Zealand company Trust Company (C&S Trust) Limited, which has confirmed no association with Trustpodia.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  12. 5 August 2021

    Online investing platforms

    Online investing platforms enable you to trade shares and other financial products yourself online. They are usually easy to use and often cheaper than a share broker, but you need to be comfortable making your own decisions as you won’t receive advice and often you won’t receive research reports.
    Tags
    Investing, Online investing platforms, Ways to invest, Consumer
    Type
    Page

  13. 31 August 2022

    Copyright

    You are welcome to use material from this website as long as its source is acknowledged. Authorisation to use any material on this site that is subject to copyright of a third party must be obtained from the copyright holder. For Silverstripe support, search keyword: xyyxyyxyy
    Tags
    Type
    Page

  14. 16 April 2018

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition. Read more.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  15. 5 July 2016

    Code Committee Members Reappointed

    The Financial Markets Authority has announced the reappointment of two members of the Code Committee. The Committee was established in July 2009 to draft a code of Professional Conduct for Authorised Financial Advisers (AFAs).
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page