Back

Search results

Found 2575 results. Displaying page 121 of 172

  1. 9 May 2019

    strategicfinancelimited.com

    FMA warns that strategicfinancelimited.com could be involved in a scam and it is not associated with the Strategic Finance Limited registered in New Zealand (NZBN: 9429037630928).
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 15 December 2021

    Suspected scam and imposter website twinfs.com

    Warning: The website, twinfs.com, is falsely purporting to be associated with the registered New Zealand entity, Twin Financial Solutions Limited (NZBN: 9429049421224). Twins Financial Solutions Limited have confirmed that they are not operating or associated with www.twinfs.com
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  3. 28 January 2020

    Halsted Holdings Limited

    Selected Markets could be involved in a scam. Australian Securities and Investments Commission has advised on their website that this company could be involved in a scam and is unlicensed in Australia.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 31 August 2022

    BeGroup

    BeGroup including: BeGroup Investments Limited Partnership, BeGroup Investments GP Limited, and BeGroup New Zealand Limited
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  7. 29 September 2014

    NXT - Notice of Market Registration 2014

    NZX is granted a Market Registration for NXT under section 36F(3) of the Act. The notice comes into force on 29 Sept 2014
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  8. 1 December 2013

    Accredited Body Report – New Zealand Institute of Chartered Accountants 2013

    NZICA’s obligations under the Act require it to have adequate and effective systems, policies and procedures
    in place to perform its regulatory functions. These functions include: licensing of domestic auditors and registering domestic audit firms; monitoring the population registered by NZICA; promoting and monitoring competence; taking action against misconduct.
    This report contains the outcome of FMA’s assessment and covers the period 1 July 2012 to 30 June 2013
    (the review period).
    Tags
    Reports and Papers, Monitoring, Auditors, Roles, Business, News & Insights
    Type
    PDF

  9. 29 January 2019

    Life Insurer Conduct and Culture 2019

    Findings from an FMA and RBNZ review of conduct and culture in New Zealand life insurers.
    Tags
    Reports and Papers, Financial Advice Provider, Roles, Business, News & Insights
    Type
    PDF

  10. 1 November 2021

    Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2021

    The Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2021 provides relief for certain offers made in relation to the Fonterra Shareholders’ Fund (the Fund) on similar terms to the Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016. The notice is revoked on the earlier of: (a) the close of 31 October 2026; or (b) the date that the units in the Fund (Units) cease to be quoted on the NZX Main Board and the ASX.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 25 August 2020

    Exemption: Banks and NBDTs August 2020

    24 August: The RBNZ and FMA have received an exemption for registered banks and licensed non-bank deposit takers (NBDTs) to carry out critical financial services at Alert Level 3.
    Tags
    COVID-19, News & Insights
    Type
    Page

  12. 28 August 2019

    Eoin Malcolm Miller Johnson

    Eoin Malcolm Miller Johnson, a former director and chairman of NZX-listed Promisia Integrative Limited (PIL), admitted to insider trading conduct and breaching a director’s disclosure obligations.
    Tags
    Insider trading, Court – civil, Powers, Enforcement
    Type
    Page

  13. 28 August 2017

    Prince and Partners

    In taking these proceedings, it was the first time FMA brought s 34 case and acted in the place of the investors in Viaduct who lost most of their investments when Viaduct was put into receivership. Read more.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  14. 17 November 2017

    Bridge Capital Advisors

    The Australian Securities and Investments Commission (ASIC) warn that Bridge Capital Advisors could be involved in a scam and is an unlicensed entity in Australia.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  15. 16 November 2021

    Saga Trade

    WARNING: We are concerned that Saga Trade may be operating a scam. We have received reports of investors being unable to withdraw their investments. Saga Trade is not a registered financial service provider in New Zealand, nor licensed in New Zealand to offer trading in derivatives, including CFDs.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page