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  1. 2 April 2024

    FMA opens consultation on potential class exemption for certain green, social, sustainability, and sustainability-linked bonds

    FMA issues a consultation in response to industry request for a more efficient route to market for green, social and sustainability bonds.
    Tags
    Media release, Offer disclosure for equity and debt offers, Ethical finance, Offers of financial products, Managed Investment Schemes, Climate Reporting Entities, Roles, Business, News & Insights
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  2. 8 April 2024

    FMA introduces new standard condition on business continuity and technology systems plus new process for reporting operational incidents

    The FMA is introducing a new standard condition for certain market licence holders following consultation. The new licence condition will focus on business continuity and technology systems. The new condition will come into effect on 1 July 2024.
    Tags
    Media release, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Standard conditions, Roles, Licensing & registration, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
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    Page

  3. 20 May 2014

    Middle-income earners much more confident in New Zealand’s financial markets

    A Financial Markets Authority survey of New Zealanders’ attitudes to financial markets, released today, has found confidence in our financial markets is growing. Overall confidence has risen five points to 59 percent from 54 percent in 2013.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  4. 7 June 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
    Tags
    Consumer, Scams
    Type
    Page

  5. 26 April 2022

    Spotlight on: NFTs

    The FMA editorial team talks about NFTs in this article.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
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    Page

  6. 24 June 2024

    Spotlight on: Balanced Funds

    The FMA editorial team talks about managed funds in this article. “A balanced fund usually has moderate risk, so you’re not risking as much uncertainty of achieving your investing goals or as much potential for loss by being in one. But remember to check your fund type is still good for your situation – if you’re getting closer to retirement or buying that first home, it’s time to start thinking about a more conservative fund.”
    Tags
    KiwiSaver & Superannuation, Article, Consumer, News & Insights
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    Page

  7. 12 August 2014

    Strategic Finance settlement proceeds to first distribution

    In June this year PwC Partners John Fisk and Colin McCloy, as Receivers of Strategic, together with the Financial Markets Authority, announced they had finalised a $22 million settlement agreement with the former directors and auditors of Strategic.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 4 November 2020

    FMA appoints specialist roles in FinTech and Integrated Financial System

    FinTech entrepreneur Binu Paul has been appointed as Specialist Lead, FinTech reporting to Director of Regulation Liam Mason, while Fiona Whyte, who has a banking and regulation background, has been appointed as Specialist Lead, Integrated Financial System and reports to Sarah Vrede, Director of Capital Markets.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  9. 23 August 2021

    FMA issues warning to Sharesies for AML/CFT breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has issued a formal warning to Sharesies Limited and Sharesies Nominee Limited for failing to have sufficient anti-money laundering procedures, policies, and controls in place.
    Tags
    AML/CFT, Roles, Media release, Enforceable action, Business, News & Insights, Enforcement
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    Page

  10. 30 September 2021

    FMA steps up enforcement of anti-money laundering breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has escalated its enforcement approach to non-compliance with New Zealand’s anti-money laundering and countering financing of terrorism (AML/CFT) rules, according to a new report.
    Tags
    AML/CFT, Roles, Reporting entities, Media release, Business, News & Insights, Enforcement
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  13. 10 October 2019

    KiwiSaver providers respond on member engagement but little movement on fees

    The Financial Market Authority (FMA) has published its annual KiwiSaver report for the year to the end of March 2019, showing a welcome increase in default member engagement, but few signs of a reduction in fees.
    Tags
    Media release, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  14. 13 December 2019

    FMA clarifies green bond disclosure requirements

    The Financial Markets Authority (FMA) has published an information sheet outlining when issuers of securities described as “green bonds” can apply the “same class exclusion” to disclosure requirements.
    Tags
    FMC Act, Offer information, Legislation, Media release, Business, News & Insights
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