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  1. 2 July 2012

    Trans-Tasman mutual recognition of financial advisers announced

    The Australian Securities & Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements for Australian and New Zealand financial advisers.
    Tags
    Media release, News & Insights
    Type
    Page

  6. 25 June 2018

    Consultation paper: Proposed exemption from requirement to name assets

    Consultation paper: Proposed class exemption from requirement to name assets. Proposed class exemption from having to disclose the names of individual borrowers to investors provided other relevant information has been disclosed.
    Tags
    Managed investment schemes, Supervisor, Consultations, Roles, Business
    Type
    Page

  12. 24 November 2020

    bslcorporationltd.co

    We are concerned that the website is operating a scam and we recommend exercising caution when dealing with this entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 13 December 2021

    Jarden Securities Limited

    Jarden Securities Limited was formally censured by the FMA for contraventions by OM Financial Limited as a licensed derivatives issuer.
    Tags
    Censure, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  14. 3 November 2020

    Fund Managers Otago (FMO)

    The FMA cancelled the FMO’s MIS licence after finding its inadequate compliance and governance arrangements had resulted in continued material breaches of its licence obligations.
    Tags
    Licence cancellation,  Licence contraventions, Powers, Enforcement
    Type
    Page

  15. 1 July 2022

    Investing Myth #1: ‘I am not an investor’

    If you’ve ever earned interest in a bank account, you are an investor. Mary Holm debunks the myth of 'I am not an investor' and talks about the four main types of returns on this page.
    Tags
    Investment basics, Investing, Consumer
    Type
    Page