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  6. 28 January 2021

    Market Operator Obligations Targeted Review – NZX

    Findings from the FMA’s targeted review of whether NZX is meeting its licensed market operator obligations
    Tags
    Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    Page

  11. 24 November 2023

    RBNZ and FMA Governance Thematic Webinar plus QA

    The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.
    Tags
    Directors, Governance, Reports and Papers, Roles, Business, FMA, News & Insights
    Type
    PDF

  14. 17 December 2018

    Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2018

    Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2018 exempts issuers from the disclosure and governance requirements in Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act) in relation to offers of the same class as financial products that are quoted on ASX where the issuer has a secondary listing on a licensed market operated by NZX Limited. Expired.
    Tags
    Exemptions, Business
    Type
    Page