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Found 2574 results. Displaying page 68 of 172

  2. 5 November 2020

    Carrera Corporation Ltd

    Carrera Corporation Ltd (carreracorporationltd.com) may be operating a scam. It claims to offer investment plans with unrealistically high returns.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  3. 23 June 2021

    MIS liquidity risk management review

    Recommendations on liquidity stress testing frameworks, processes and procedures for managed investment schemes (MIS).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  4. 1 July 2015

    Alliance Group Tokyo

    A recent warning has been issued by the Australian Securities and Investment Commission against conducting business with Alliance Group Tokyo.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 4 March 2024

    J Rothschild – Imposter website, fake FMA documents

    The FMA has had a report about an imposter of J Rothschild contacting New Zealanders through Facebook offering investment opportunities. 
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  6. 10 May 2024

    Jarden Wealth

    Jarden Wealth includes Jarden Wealth Limited
    (FSP1006426), Jarden Structured Investment Limited
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  7. 22 May 2024

    Jarden Wealth Limited DIMS

    Jarden Wealth Limited, FSP1006426, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, AML/CFT, Discretionary investment management scheme (DIMS), Reporting entities, Business
    Type
    Page

  8. 30 August 2016

    European recognition of FMA oversight of auditors

    The European Commission has announced its recognition of the New Zealand audit oversight regime as equivalent to EU standards, permitting NZ-regulated auditors to operate in the European Union.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 13 July 2016

    Changes recommended to the FAA and FSPR are good for consumers

    The Financial Markets Authority welcomes the Minister of Commerce and Consumer Affairs, Paul Goldsmith’s recommendations on changes to two significant pieces of legislation for NZ’s financial markets.
    Tags
    Financial advice, Media release, Consumer, News & Insights
    Type
    Page

  11. 17 July 2019

    www.fuerfx.com

    We are concerned that www.fuerfx.com may be operating a scam. The website www.fuerfx.com is not associated with nor authorised by the New Zealand registered company Fern Group NZ Limited.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 30 November 2015

    Auditor regulation survey 2015

    See the results of the audit survey conducted in 2015. The survey focused on the effectiveness of Audit quality since the introduction of the Act and if NZ auditor oversight regime is of the same standard as in other jurisdictions.
    Tags
    Auditors, Regulation, Roles, Reports and Papers, Business
    Type
    Page, Surveys

  13. 29 June 2018

    Switzerland recognises New Zealand audit oversight regime

    The Swiss Government has announced its recognition of the New Zealand audit oversight regime as equivalent to the Swiss standards, permitting NZ-regulated auditors to operate in Switzerland.
    Tags
    Auditors, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Notice

  15. 12 January 2024

    Macquarie DBG

    Macquarie DBG including: Macquarie Securities (NZ) Limited, Macquarie Capital (New Zealand) Limited, Macquarie Equipment Finance Limited, Macquarie Group Services Australia Pty Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page