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  1. 4 December 2023

    ‘5 mins with the FMA’ podcast #10: What is outcomes focused regulation?

    In this special episode of our 5 mins with the FMA podcast, we take a look at outcomes- focused regulation with Liam Mason, FMA Executive Director of Evaluation and Oversight and General Counsel.
    Tags
    Offers of financial products, Auditors, Discretionary Investment Management Services (DIMS), Managed Investment Schemes, Market operator, Supervisors, Climate Reporting Entities, Podcast, Financial Advice Provider, Derivative Issuer, Directors, Cryptocurrencies, Authorised body under a FAP, Conduct, Roles, Business, Interposed persons under new financial advice regime, News & Insights, Peer-to-peer lending service providers
    Type
    Podcast, Page

  2. 20 October 2023

    TSB – Fake term deposits

    A scam offering fake term deposit investments using the name of TSB Bank is targeting New Zealanders.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  3. 4 December 2023

    NZ Best Rates - Comparison website harvesting investor details

    We are concerned that NZ Best Rates may be operating a scam. NZ Best Rates's website claims to offer a way to compare and find the best term deposit rates in New Zealand, while also providing information on choosing term deposits.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  4. 12 December 2018

    Ideal Services Direct Contact

    New Zealand residents have been receiving cold calls from Ideal Services DC and have been offered to invest in Alipay IPO at a low price.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 28 November 2018

    BrighterTrade

    We note a recent warning published by the Australian Securities and Investments Commission (ASIC) in relation to Igoten OU also knowns as BrighterTrade.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 13 November 2023

    Financial Market Infrastructures Act Designation Notice (NZClear) 2023

    Financial Market Infrastructures Act Designation Notice NZ Clear 2023 was issued under clause 4 of Schedule 1 of the Financial Market Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority, and has legal effect.
    Tags
    Designations, Business
    Type
    Page

  7. 12 December 2023

    Bank of China – Fake term deposits

    A scam offering fake term deposits using the name of Bank of China (New Zealand) is targeting New Zealanders. Scammers are sending out highly professional-looking product disclosure statements featuring Bank of China’s name, logo, address and registration details.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 13 December 2023

    Co-operative Bank – Fake term deposits

    A scam offering fake term deposits using the name of Co-operative Bank is targeting New Zealanders.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 18 January 2024

    Bank of America – Fake term deposits and bonds

    A scam offering fake term deposits and bonds using the name of Bank of America (Australia) is targeting New Zealanders. Scammers are sending out highly professional looking product disclosure statements which feature the Bank of America’s name, address, logo and registration details.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  11. 26 January 2024

    Get Paid by Fixed Rate - Comparison site harvesting investor details

    Scam alert - Get Paid by Fixed Rate. The website claims to explore the best fixed term deposit rates and that deposits are protected under the ‘financial compensation scheme’. No such scheme is offered in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 30 January 2024

    Express Options – Unregistered financial service provider

    We are aware of a New Zealand resident who has invested with Express Options and is now having difficulties withdrawing funds. Express Options is not registered as a financial service provider.
    Tags
    Investor warning, Consumer
    Type
    Page

  13. 9 February 2024

    IPO Alerts – IPO website harvesting investor details

    FMA believe IPO Alerts is a front, used to collect personal information from New Zealanders, which then enables overseas scammers to contact them with fictitious investments.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 9 February 2024

    Early Offerings – IPO website harvesting investor details

    FMA believes Early Offerings is a front, used to collect personal information from New Zealanders, which then enables overseas scammers to contact them with fictitious investments.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 7 March 2023

    FAP regulatory returns questions Class 3

    This document provides an overview of the questions you'll be asked for when you submit your Class 3 FAP Regulatory Return. The regulatory returns are due by 30 September for the 12-month period from 1 July to 30 June (period of return).
    Tags
    Financial Advice Provider, Regulatory returns, Roles, Authorised body under a FAP, Business
    Type
    PDF