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Found 4356 results. Displaying page 59 of 291

  1. 27 January 2022

    Ease of Doing Business Stakeholder research 2021

    The FMA’s “Ease of doing business survey 2021” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys

  2. 23 June 2015

    Ease of doing business Stakeholder research 2015

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys

  3. 1 May 2018

    Investor Confidence Report 2018

    The FMA commissioned Buzz Channel to measure New Zealanders’ attitudes towards and confidence in New
    Zealand’s financial markets. This is the 2019 survey report.
    Tags
    Reports and Papers, Business, News & Insights
    Type
    PDF, Surveys

  4. 16 August 2023

    Advisory: Financial Services Council conference speech by Clare Bolingford

    FMA, Executive Director for Regulatory Delivery, Clare Bolingford spoke to the Financial Services Council annual conference today, on the theme of building consumer confidence.
    Tags
    Media release, FMA people, Speeches and presentations , Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights
    Type
    Page

  7. 14 June 2022

    Cigna and OnePath Life - Enforceable Undertaking

    OnePath Life (NZ) Limited and Cigna Life Insurance New Zealand Limited will jointly pay $180,000 to the FMA after admitting liability for breaching the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA). 14 June 2022
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  8. 27 March 2019

    Michael Derek Wood - notice of decision NZICA

    New Zealand Insitute of Chartered Accountants notice of decision and order of the professional conduct committee with regards to Michael Derek Wood in March 2019.
    Tags
    Enforcement
    Type
    PDF

  9. 22 December 2021

    Medical Kiwi Limited - Enforceable Undertaking

    In August 2020, Medical Kiwi offered shares to potential investors via the online crowd funding platform PledgeMe Limited. These undertakings relate to misleading statements by Medical Kiwimade in August 2020 in relation to the Offer.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  10. 17 December 2018

    ANZ Bank New Zealand Limited - Judgment

    Judgment in the Court of Appeal in the case against ANZ Bank New Zealand Limited, 17 December 2018.
    Tags
    Court decision, Enforcement
    Type
    PDF

  12. 30 September 2022

    AIA New Zealand Ltd - Judgment

    23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.
    Tags
    Judgment, Enforcement
    Type
    PDF

  13. 6 May 2022

    The One Management GP Limited - Stop Order

    FMA confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors. May 2022
    Tags
    Type
    PDF