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Found 4356 results. Displaying page 42 of 291

  2. 8 April 2022

    Scam operation targeting New Zealand investors

    WARNING: FMA are concerned that a scam operation is targeting New Zealand residents and offering investment in a fixed return managed fund. It is claimed that the investment is offered by Blackrock Investment Management Australia Limited (part of Blackrock Inc.), which is not true. Blackrock Investment Management Australia Limited has confirmed that they are not connected with the offer and/or the entity.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  4. 28 April 2022

    FMA and Irish regulator issue warning about jms-icav.com

    FMA and regulatory bodies in Ireland have issued a warning about JMS-ICAV.
    JMS-ICAV is not a registered financial service provider in New Zealand or licensed by the FMA and is therefore not permitted to provide financial products or services to New Zealand residents. New Zealanders have been unsuccessful removing funds from the entity.
    Tags
    Imposter website, Suspected scam, Unregistered business, Scams
    Type
    Page

  6. 3 September 2010

    New Designated Settlement System

    The Reserve Bank of New Zealand and the Securities Commission today announced that the newly established NZCDC Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 23 November 2015

    Victor Alan Langford

    Victor Alan Langford, FSP459926, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  8. 18 May 2018

    Securities and Trade Commission

    The Securities and Trade Commission is not a legitimate financial services regulator.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 22 March 2019

    Securities Regulatory Authority

    FMA recommends exercising caution before dealing with the Securities Regulatory Authority as it is not a legitimate financial services regulator, and is endorsing products and services from suspected scams.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  10. 2 June 2020

    Customer vulnerability – our expectations for providers

    This information sheet explains the FMA’s expectations for financial services firms to prioritise a review of customer vulnerability practices in light of the COVID-19 crisis, focusing on areas we consider immediate priorities.
    Tags
    COVID-19, News & Insights
    Type
    Page

  11. 1 October 2020

    Updated Timetable of Regulatory Initiatives

    In April 2020, the Council of Financial Regulators published a table of deferred regulatory initiatives due to COVID-19. This has now been updated to guide financial services businesses on future initiatives.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  12. 7 September 2012

    New designated settlement system

    The Reserve Bank of New Zealand and the Financial Markets Authority (FMA) have announced that the NZ Clear Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  13. 9 March 2017

    FMA files charges for insider trading

    The FMA has filed charges in the Auckland District Court alleging breaches of the insider trading prohibitions contained in the Financial Markets Conduct Act 2013 (FMCA). The charges were filed in relation to trading in shares of Eroad (NZX:ERD). The individuals charged are a current and a former Eroad employee.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 17 December 2015

    Kerry Langley Haycock

    Kerry Langley Haycock, FSP455966, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  15. 1 November 2018

    Consultation paper: Determining whether you are acquiring a business or assets

    Consultation paper: Determining whether you are acquiring a business or assets. This guidance has been finalised and published. We received four formal submissions, which all supported the proposals. Therefore, no significant changes have been made. Read more
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page