Search results

Found 4356 results. Displaying page 31 of 291

1. 15 September 2022

   FMA confirms new enterprise leadership team structure

   FMA announces changes to its executive leadership team.

   Tags

   FMA executive team, Media release, Business, FMA, News & Insights

   Type

   Page

2. 28 September 2022

   Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2022

   This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.

   Tags

   Exemptions, Legislation, Managed investment schemes, Supervisor, Roles, Business

   Type

   Page

3. 11 July 2011

   Presentation by Sean Hughes to the 7th Annual Securities Law Update

   Presentation by Sean Hughes to the 7th Annual Securities Law Update. Read more here.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

4. 26 January 2022

   First ‘investment passport’ under the ARFP granted to NZ fund manager

   The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).

   Tags

   Asia Region Funds Passport Register, Roles, Media release, Business, Managed investment schemes, News & Insights

   Type

   Page

5. 24 September 2015

   Consultation paper: Charities raising funds through debt securities

   Consultation paper: Charities raising funds through debt securities. Read more here.
   

   Tags

   Type

   Page

6. 28 January 2022

   New default engagement requirements a cue for all KiwiSaver providers

   Gillian Boyes comments on the new default engagement requirements for all KiwiSaver providers amid the Government default KiwiSaver provider announcements.

   Tags

   FMA stories, Roles, Article, Business, Managed investment schemes, News & Insights

   Type

   Page

7. 4 September 2015

   Presentation by Rob Everett to the Banking and Financial Services Law Association, 32nd annual conference

   Presentation by FMA CE, Rob Everett to the Banking and Financial Services Law Association 2015.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

8. 5 March 2015

   Presentation by Elaine Campbell to Duncan Cotterill Law

   Presentation by Elaine Campbell to Duncan Cotterill Law in 2015.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

9. 22 July 2014

   Presentation by Elaine Campbell to the IFA Conference 2014

   Presentation by Elaine Campbell to the IFA Conference 2014.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

10. 1 May 2014

    Presentation by Rob Everett to the Australian and New Zealand Ombudsman Conference 2014

    Presentation by FMA CE, Rob Everett to the Australian and New Zealand Ombudsman Conference 2014.

    Tags

    Speeches and presentations , News & Insights

    Type

    Page

11. 10 March 2023

    FMA warns Du Val Capital Partners Limited over misleading or deceptive statements to investors in the Du Val Mortgage Fund

    The FMA has warned Du Val Capital Partners Limited (DVCP), the general partner of the Du Val Mortgage Fund Limited Partnership (Du Val Mortgage Fund, MFLP, the Fund) and Du Val Group.

    Tags

    Media release, Formal warning, Powers, News & Insights, Enforcement

    Type

    Page

12. 21 October 2021

    New climate-related disclosure regime expands FMA’s responsibilities

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko acknowledges the passage of the third reading of the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill.

    Tags

    Directors, Roles, Legislation, Climate related disclosure, Media release, Business, News & Insights

    Type

    Page

13. 29 July 2021

    AIA admits false and misleading representations to customers in FMA fair-dealing proceedings

    Life insurer AIA has admitted making false and/or misleading representations to customers in proceedings brought by the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko.

    Tags

    Fair dealing, Insurance, Media release, Business, Consumer, News & Insights, Enforcement

    Type

    Page

14. 22 December 2020

    Victims of PTT, Steven Robertson and Rodney McCall to receive payout; McCall sentenced to home detention

    The Financial Markets Authority (FMA) has welcomed two court decisions that will see victims of convicted fraudsters Steven Robertson and Rodney McCall receive a portion of their money back. Mr McCall has also been sentenced to 12 months’ home detention for his crimes.

    Tags

    Cases, Media release, News & Insights, Enforcement, Scams

    Type

    Page

15. 13 March 2023

    FMA appoints Daniel Trinder to new executive leadership team

    The FMA confirmed the appointment of Daniel Trinder, to join its enterprise leadership team as Executive Director – Strategy and Design.

    Tags

    Media release, FMA executive team, FMA, News & Insights

    Type

    Page