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Found 4357 results. Displaying page 4 of 291

23 June 2017

Auditor regulation and oversight plan 2017 2020

The Auditor regulation and oversight plan, 2017-2020 is for Auditors or people who prepare financial statements.

Tags

Reports and Papers, Auditors, Roles, Business, News & Insights

Type

PDF
30 June 2023

Auditor Regulation and Oversight Plan 2023 2026

Auditor regulation and oversight plan report for the period 2023-2026

Tags

Auditors, Directors, Roles, Accredited bodies, Business

Type

PDF
20 June 2024

Auditor Regulation and Oversight Plan 2024 2027

This document is for: Registered auditors, Accredited bodies, People who prepare financial statements for FMC reporting entities, Directors of FMC reporting entities

Tags

Auditors, Regulation, Roles, Business

Type

PDF, Report
6 June 2019

Morgan DeVere fined $40,000 in first FMA case of company abuse of the FSPR

Morgan DeVere Corporate Finance Limited (Morgan DeVere) has been fined $40,000 following its conviction at the Wellington District Court on two charges of breaching the Financial Services Providers (Registration and Dispute Resolution) Act 2008 (FSP Act). Read more.

Tags

Cases, Media release, News & Insights, Enforcement

Type

Page
29 March 2013

Securities Markets Act (Contact Energy Limited Small Holding Plan)

Securities Markets Act (Contact Energy Limited Small Holding Plan) - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
26 July 2013

Securities Markets Act (Heartland New Zealand Limited Share Sale Plan)

Securities Markets Act (Heartland New Zealand Limited Share Sale Plan) - expired

Tags

Exemptions, Secondary legislation, Business

Type

Page
1 July 2016

Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

Tags

Exemptions, Secondary legislation, Business

Type

Page
3 February 2023

THE TRUSTEES OF THE JOHNSON & JOHNSON (NEW ZEALAND) LIMITED STAFF PENSION PLAN

THE TRUSTEES OF THE JOHNSON & JOHNSON (NEW ZEALAND) LIMITED STAFF PENSION PLAN (FSP18041) is an AML/CFT reporting entity

Tags

AML/CFT, Reporting entities, Roles, Business

Type

Page
30 November 2017

Financial Markets Conduct (Fletcher Building Retirement Plan) Exemption Notice 2017

Financial Markets Conduct (Fletcher Building Retirement Plan) Exemption Notice 2017

Tags

Exemptions, Secondary legislation, Business

Type

Page
18 April 2016

Exemption notice - Heartland Bank Limited Share Sale Plan

Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.

Tags

Exemptions, Business

Type

PDF
1 July 2016

Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
28 June 2017

Exemption Notice - Financial Markets Conduct Heinz Wattie Limited Pension Plan

Financial Markets Conduct Act 2013 exemption notice issued to Heinz Wattie Limited re Pension Plan 2017.

Tags

Exemptions, Business

Type

PDF
1 December 2017

Exemption notice - Financial Markets Conduct Fletcher Building Retirement Plan

Financial Markets Conduct (CFletcher Building Retirement Plan) Exemption Notice 2017

Tags

Exemptions, Business

Type

PDF
23 February 2016

Exemption Notice - Snakk Media Limited Share Sale Plan

Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
22 May 2024

Climate related disclosures monitoring plan 2023-2026

Climate related disclosures monitoring plan 2023-2026.

Tags

Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Roles, Climate Reporting Entities, Financial Institutions, Business, Managed investment schemes

Type

PDF, Guidance