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Found 4356 results. Displaying page 284 of 291

14 February 2023

Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

Tags

Exemptions, Business

Type

Page
26 February 2024

Hillier Finance – Imposter website, information harvesting

HillierFinance.com shows indicators of information harvesting by sending phishing emails which leads users to input personal information.

Tags

Imposter website, Suspected scam, Scams

Type

Page
4 November 2021

Financial Markets Conduct (Forestry Schemes) Exemption Notice 2021

Financial Markets Conduct (Forestry Schemes) Exemption Notice 2021

Tags

Exemptions, Business

Type

Page
24 June 2022

Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022

The Exemption gives relief to the manager from having to directly contact those scheme participants for whom the manager has not received completed payment instructions

Tags

Exemptions

Type

Page
26 October 2022

Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

Tags

Exemptions

Type

Page, Financial Markets Conduct Act exemptions, Current, Exemption notice
9 November 2021

Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

Tags

Exemptions, Business

Type

Page
4 November 2021

Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

Financial Markets Conduct (Property Schemes-Custody of Assets) Exemption Notice 2021

Tags

Exemptions, Business

Type

Page
22 January 2024

Financial advice scam - James loses $600 in cold-calling swindle

James shares his scam story to help prevent others being caught out by a cold-calling crook offering financial advice.

Tags

Real life scam stories, News, Consumer, News & Insights, Scams

Type

Page
14 March 2024

TP Global FX – Unregistered, withholding funds

The FMA is aware of an investor that invested funds with TP Global FX and is now unable to withdraw their money.

Tags

Suspected scam, Investor warning, Consumer, Scams

Type

Page
13 March 2024

M23trading Limited - Imposter website, suspected scam

FMA warns that an investor is unable to recover money invested through the website run by M23trading limited.

Tags

Suspected scam, Scams

Type

Page
2 June 2023

Auditor Oversight Committee

Tags

Type

Page
14 December 2023

Cyprus Securities and Exchange Commission – Imposter websites

Imposter website alert: Cypress Securities Exchange Commission (CySEC) has warned that its website has been copied and scammers are impersonating its officials in a complex “recovery” scam.

Tags

Imposter website, Suspected scam, Scams

Type

Page
13 December 2021

Accordia Asset Management Limited DBG

Accordia Asset Management Limited DBG including: Accordia Asset Management Ltd

Tags

AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)

Type

Page
15 April 2024

Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024

The Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024 (Notice) exempts Todd Family Office Limited (TFO) from the obligation in section 461H(1) of the Financial Markets Conduct Act 2013 (Act).

Tags

Exemptions, Business

Type

Page
4 April 2024

Financial Markets Conduct (Clearwater Golf Club Limited) Exemption Notice 2024

Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act).

Tags

Exemptions, Business

Type

Page