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Found 4357 results. Displaying page 265 of 291

  1. 3 February 2020

    Vowfx

    Vowfx could be involved in a scam. Its website contains false claims about FMA regulation.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 1 November 2013

    Capital Alliance Limited

    Offers Financial Services in New Zealand without appropriate Registration.
    Tags
    Investor warning, Consumer
    Type
    Page

  4. 12 January 2024

    Macquarie DBG

    Macquarie DBG including: Macquarie Securities (NZ) Limited, Macquarie Capital (New Zealand) Limited, Macquarie Equipment Finance Limited, Macquarie Group Services Australia Pty Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 9 February 2023

    Licensed & reporting entities

    The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Find out further details including the provider's business address, list of services and the name of their independent dispute resolution scheme on the Financial Service Providers Register.
    Tags
    Crowdfunding providers, Roles, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Licensing & registration, Asia Region Funds Passport Register, Reporting entities, Licensed entity, Business, Managed investment schemes, Market operator, Peer-to-peer lending service providers, Supervisor, Designated Business Group (DBG)
    Type
    Page

  6. 28 February 2024

    Uwin Capital Limited

    Uwin Capital Limited, FSP479846 is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 14 April 2021

    KiwiSaver performance fees

    This guidance note is intended for the managers and trustees of KiwiSaver schemes. It sets out the criteria against which FMA will assess the reasonableness of KiwiSaver performance fees.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  8. 25 March 2024

    EU Peter Harris signed redacted

    Executive Undertaking for Corporation Limited (In Liquidation) (CBLC) managing director Peter Harris
    Tags
    Type
    PDF

  9. 1 April 2019

    Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019

    Financial Markets Conduct (Harbour Investment Funds) Exemption Notice 2019 exempts Harbour Asset Management Limited (Harbour), the manager of the Harbour Investment Funds (Scheme) from clauses 53(1)(c)(viii), 53(1)(j), 54(1)(a)(i), 54(1)(d) and 70(1)(a)(i) of Schedule 4 of the Financial Markets Conduct Regulations 2014 (Regulations). Read more.
    Tags
    Exemptions, Business
    Type
    Page

  10. 4 April 2024

    Financial Markets Conduct Clearwater Golf Club Limited Exemption Notice 2024

    Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act). The Exemption Notice is subject to conditions which together replicate the financial reporting, auditing and annual reporting requirements under the Companies Act 1991.
    Tags
    Type
    PDF, Exemption notice

  11. 1 March 2024

    TOR FX PTY LIMITED

    TOR FX PTY LIMITED, FSP1006222, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Roles, Licensed entity, Reporting entities, Business
    Type
    Page

  12. 5 April 2019

    Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2019

    Financial Markets Conduct (OnePath Custodians Pty Limited) Exemption Notice 2019 is subject to the same terms and conditions as that in the 2016 Exemption Notice with the only changes being the expiry date being extended for a further 5 years from the date of this notice. Read more.
    Tags
    Exemptions, Business
    Type
    Page

  13. 29 August 2023

    Futurisk Insurance Limited DBG

    Futurisk Insurance Limited DBG is a designated business unit including Futurisk Insurance Limited, Futurisk Insurance (Kapiti) Limited, Futurisk Insurance (Waikato) Limited
    Tags
    Reporting entities, Business
    Type
    Page

  14. 15 April 2024

    NZ Funds DBG

    NZ Funds DBG including: New Zealand Administration Services Limited, New Zealand Funds Management Limited, New Zealand Funds Superannuation Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  15. 3 February 2023

    BNP Paribas NZ DBG

    BNP Paribas NZ DBG including: BNP Paribas Fund Services Australasia Pty Ltd (FSP42061), BNP Paribas Nominees (NZ) Limited (FSP42162), BNP Paribas Securities Services.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page