Back

Search results

Found 4357 results. Displaying page 3 of 291

  1. 13 December 2012

    Commissione Nazionale per le Societa e la Borsa (Italy) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Commissione Nazionale per le Societa e la Borsa (Italy).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  2. 28 July 2021

    FMA censures FoxPlan for providing and offering unpermitted financial advice services

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives offered services to clients they were not permitted to give.
    Tags
    Financial Adviser, Roles, Financial Advice Provider, Media release, Enforceable action, Business, News & Insights, Enforcement
    Type
    Page

  4. 9 August 2018

    FMA sets out its work plan for the year ahead

    The FMA has released its annual corporate plan as the conduct and culture of New Zealand’s financial services industry comes under greater scrutiny.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  7. 23 June 2023

    Climate-related Disclosures Monitoring Plan 2023-2026

    The FMA’s approach to monitoring the compliance of climate reporting entities with their legislative requirements and reporting obligations for the climate-related disclosures regime.
    Tags
    Authorised body under a FAP, Banking, Compliance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance