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Found 6043 results. Displaying page 397 of 403

  1. 6 June 2024

    Fisher Funds Group DBG

    Fisher Funds Group includes members: FISHER FUNDS WEALTH INVESTMENTS LIMITED PARTNERSHIP, Fisher Funds Wealth Limited, Fisher Funds Wealth Investment Management Limited and Portfolio Custodial Nominees Limited.
    Tags
    Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  2. 10 June 2024

    John Gaudion Limited

    John Gaudion Limited is an AML/CFT reporting entity.
    Tags
    Type
    Page

  4. 19 June 2024

    CRD What you need to know

    This guide has been produced by the FMA and the External Reporting Board (XRB). It is intended for anyone interested in understanding the basics of the CRD regime.
    Tags
    Climate related disclosure, Ethical investing, Business, Consumer
    Type
    PDF

  5. 25 June 2024

    NZX meets its market operator licence requirements – FMA report

    The annual NZX Market Operator Obligations Review, released today, assesses how well the NZX is meeting the requirements for its market operator licence.
    Tags
    Media release, Obligations, Reports and Papers, Roles, Business, News & Insights, Market operator
    Type
    Page

  6. 25 June 2024

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  7. 25 June 2024

    NZX Obligations Review 2024

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2023.
    Tags
    Reports and Papers, Roles, News, Business, Market operator, News & Insights
    Type
    PDF

  8. 11 March 2013

    Profitable Sunrise (Prosun)

    Illegally offers securities to the public in New Zealand in breach of NZ securities law.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 19 August 2020

    Ivory Option

    We are concerned that Ivory Option has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 19 December 2018

    ZonggangCaifu

    ZonggangCaifu is not registered, licensed, or regulated in New Zealand as claimed on its websites.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 26 January 2022

    Smartshares NZ Dividend Fund (FND2408)

    Smartshares NZ Dividend Fund have been granted a Asia Region Fund Passport (ARFP)
    Tags
    Asia Region Funds Passport Register, Licensed entity, Business
    Type
    Page