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  3. 30 June 2023

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.
    Tags
    Type
    Page

  4. 23 June 2023

    Climate Reporting Disclosures and the use of third party providers

    Guidance document - climate related disclosure and the use of third party providers
    Tags
    Authorised body under a FAP, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Ethical finance, Business, Managed investment schemes
    Type
    PDF, Guidance

  6. 21 July 2023

    HSBC – Fake term deposits

    We are concerned that a scam offering fake investments such as term deposits in the name of HSBC is targeting New Zealanders.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  7. 20 July 2023

    Rates Finder - Comparison website harvesting investor details

    We are concerned that Rates Finder may be operating a scam. Titan Solutions Limited operates a website claiming to find the best term deposit savings rates in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 6 August 2021

    The Great FMA Debate

    FMA Debates give industry heavyweights the chance to face off in public in a light-hearted, competitive debate over important matters affecting Kiwi investors.
    Tags
    Campaigns, Article, Consumer, News & Insights
    Type
    Page

  10. 17 November 2011

    FMA releases results of stakeholder research findings

    FMA has published on its website a report written by management consultants Oliver Wyman detailing the findings of local stakeholder research. The research was conducted at the point FMA was established earlier in 2011.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 2 October 2015

    The FMA publishes first annual report under the new regulatory regime

    The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  13. 31 July 2023

    Standard 10 Physical deliveries

    Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  14. 31 July 2023

    Standard 11 Central securities depositories

    Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF