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  1. 26 November 2018

    FMA publishes 2018 Audit Quality Report & Directors’ Guide

    The FMA's Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm, while noting the overall quality of audits has improved in recent years.
    Tags
    Auditors, Directors, Media release, Roles, Business, News & Insights
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    Page

  2. 1 March 2019

    ASX 24 derivatives market review

    The FMA published the findings of its obligations review of the ASX 24 derivatives market. See more in our media release.
    Tags
    Derivatives, Ways to invest, Investing, Media release, Consumer, News & Insights
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  4. 26 September 2018

    FADC decisions published

    The Financial Advisers Disciplinary Committee (FADC) has released its decision in two cases brought by the FMA.
    Tags
    Governance, Media release, Cases, FMA, News & Insights, Enforcement
    Type
    Page

  9. 26 February 2018

    FMA statement on the death of Rob Cameron

    The FMA would like to express its condolences to the family and colleagues of Rob Cameron, who died late last week.
    Tags
    Media release, News & Insights
    Type
    Page

  10. 23 November 2017

    FMA publishes 2017 Audit Quality Report/directors’ guide

    The FMA’s 2017 Audit Quality Report shows that since the FMA began these reviews in 2013, all audit firms now have systems and policies in place to deliver high-quality audits.
    Tags
    Directors, Auditor Regulation Act 2011, Media release, Roles, Legislation, Business, News & Insights
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    Page

  14. 5 May 2015

    Small DIMS providers benefit from reduced reporting requirements

    The Financial Markets Authority (FMA) has provided smaller businesses that offer a Discretionary Investment Management Service (DIMS) relief from some financial reporting requirements.
    Tags
    Discretionary investment management scheme (DIMS), Media release, Roles, Business, News & Insights
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  15. 6 July 2015

    FMA settlement with Hanover defendants provides $18 million compensation for investors

    FMA has reached a settlement of its civil proceedings against the former directors of Hanover finance companies, and the former directors of a parent firm, Hanover Group Ltd. As part of the settlement, $18 million will be distributed to eligible investors who invested in the Hanover finance companies in the period from 7 December 2007 to 23 July 2008. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page