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Found 3700 results. Displaying page 4 of 247

1. 10 September 2010

   Futures Contracts (NZCDC Settlement System and NZX Derivatives Market)

   Futures Contracts (NZCDC Settlement System and NZX Derivatives Market) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 9 March 2012

   Securities Act (Fundzi Limited Pre-paid Debit Cards)

   Securities Act (Fundzi Limited Pre-paid Debit Cards) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 3 July 2015

   FMA strategy to boost New Zealanders’ understanding and knowledge about investing

   The Financial Markets Authority (FMA) today released its Investor Capability Strategy, which aims to build knowledge, understanding and confidence about making investment decisions.

   Tags

   Investing, Governance, Media release, Consumer, FMA, News & Insights

   Type

   Page

4. 11 April 2016

   Be wary of investment offers from outside the regulatory patch

   After receiving more than 2,000 complaints since July 2014, the FMA is warning investors to step inside the regulatory tent for their own protection.

   Tags

   Media release, FMA, News & Insights

   Type

   Page

5. 26 July 2007

   The Order of St John Central Regional Trust Board

   The Order of St John Central Regional Trust Board is a KiwiSaver exempt employer

   Tags

   Type

   Page

6. 31 August 2015

   Rutherford Rede Limited

   Rutherford Rede Limited, FSP174024, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

7. 1 July 2016

   Pathfinder Asset Management Limited

   Pathfinder Asset Management Limited, FSP34682, is a licensed Managed Investment Scheme Manager.

   Tags

   Managed investment schemes, Licensed entity, Roles, Business

   Type

   Page

8. 22 February 2022

   FMA warns primefirmtrade.com unreasonably withholding investor funds

   WARNING: FMA concerned that primefirmtrade.com is withholding client funds unreasonably. Clients are required to make a large sum payment for a “withdrawal code” to withdraw funds from their trading accounts.

   Tags

   Investing, Suspected scam, Consumer, Scams

   Type

   Page

9. 31 January 2014

   Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

   Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.

   Tags

   Designations, Consultations, Business

   Type

   Page, Financial reporting

10. 26 February 2016

    The FMA’s 100 billion dollar challenge: Raising confidence in the managed funds industry

    The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.

    Tags

    Managed funds, Media release, Ways to invest, Investing, Consumer, News & Insights

    Type

    Page, Guidance

11. 28 October 2016

    Financial Markets Conduct (Communal Facilities in Real Property Developments) Designation Notice 2016

    Financial Markets Conduct (Communal Facilities in Real Property Developments) Designation Notice 2016

    Tags

    Designations, Business

    Type

    Page

12. 19 May 2017

    Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017

    Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017

    Tags

    Designations, Business

    Type

    Page

13. 26 July 2007

    The Order of St John Southern Region Trust Board

    The Order of St John Southern Region Trust Board is a KiwiSaver exempt employer

    Tags

    Type

    Page

14. 22 April 2020

    FMA reminds market of inside information restrictions

    FMA reminds market of inside information restrictions

    Tags

    COVID-19, Insider trading, News & Insights, Enforcement

    Type

    Page

15. 16 March 2017

    Financial Markets Conduct (Deutsche Bank AG) Exemption Notice 2017

    Financial Markets Conduct (Deutsche Bank AG) Exemption Notice 2017 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page