Back

Search results

Found 3700 results. Displaying page 29 of 247

  1. 18 January 2023

    FAP Licensing Application Guide Class 3 questions

    FAP Licensing Application Guide Class 3 questions: This document contains the questions you will be asked when applying for a Class 3 Financial Advice Provider full licence. It should be read alongside our guide to full licensing.
    Tags
    Financial Advice Provider, Licence guide, Roles, Licensing & registration, Business
    Type
    PDF

  2. 11 September 2014

    Hayden and George Jones

    This criminal proceeding relates to allegations that Hayden and George Jones, as Directors of Heritage Park Taupo Limited and Heritage Park Investments Limited, failed to deliver financial statements to the Registrar of Companies under ss 18(1) & 38(b) Financial Reporting Act 1993.
    Tags
    Enforcement
    Type
    Page

  4. 5 November 2019

    alltrademarkets

    Alltrademarkets is not registered on the Financial Service Provider Registry of New Zealand, therefore, is not permitted to offer financial services to New Zealand residents.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 15 September 2022

    Investor alert: Octavus Trade Limited is not registered in New Zealand

    WARNING: Investors should exercise caution when dealing with Octavus Trade Limited and octavus.trade (the website). Octavus Trade Limited is not a registered financial service provider in New Zealand. The website contains a forged New Zealand company Certificate of Incorporation and AMI Certificate of Insurance. It claims to offer investment returns which appear to be unrealistically high.
    Tags
    Suspected scam, Imposter website, Scams
    Type
    Page

  11. 2 February 2023

    ASSURANCE BY DESIGN LIMITED

    ASSURANCE BY DESIGN LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 11 October 2021

    TradeVtech / UMedia LLC

    We believe the entity is operating a scam. We have received a report about this entity advertising on Facebook by using likely false celebrity endorsements. Their website claims to be a Contract-for-Differences (CFDs*) provider trading in stocks, currencies, cryptocurrency, commodities, and indices. However, they are not registered and/or licensed to provide financial services/products in New Zealand.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  13. 2 February 2023

    BLACK BULL TRADE LIMITED

    BLACK BULL TRADE LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 2 August 2022

    Warning: crypto trader, Global Ventures withholding funds

    WARNING: FMA is concerned that Global Venture may be involved in a scam. We have received a complaint from a New Zealand resident who was contacted by Global Venture, through WhatsApp, to trade in cryptocurrencies through their trading platform. Global Venture is unreasonably withholding the complainant’s funds and is requesting further funds to enable a withdrawal.
    Tags
    Scams
    Type
    Page

  15. 20 April 2018

    Independent Brokers LLC

    The website www.independentbrokersllc.com is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page