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Found 3700 results. Displaying page 209 of 247

  1. 4 August 2016

    Work to do on corporate governance disclosure, FMA finds

    The FMA has completed a review of corporate governance disclosures by 45 companies, listed and unlisted. Good corporate governance is one of the FMA’s strategic priorities because it is an important contributor to transparency and efficiency in capital markets. In 2014 the FMA published a Corporate Governance Handbook comprising nine corporate governance principles.
    Tags
    Directors, Governance, Reports and Papers, Roles, Media release, Business, FMA, News & Insights
    Type
    Page, Guidance

  2. 9 May 2017

    IMF NZ FSAP Assessment 2017

    The FMA welcomes the publication of the International Monetary Fund’s Financial System Stability Assessment (FSSA) for New Zealand.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  3. 31 May 2016

    Forsyth Barr Investment Management Limited

    Forsyth Barr Investment Management Limited, FSP25021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  4. 18 September 2020

    FMA files criminal charges in relation to Forestlands

    The Financial Markets Authority has filed criminal charges against an individual in relation to the Forestlands group of companies, for alleged disclosure and financial record keeping breaches.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  6. 16 June 2021

    Catalist Markets Limited

    Catalist Markets Limited is a licensed market operator.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  8. 12 August 2014

    Strategic Finance settlement proceeds to first distribution

    In June this year PwC Partners John Fisk and Colin McCloy, as Receivers of Strategic, together with the Financial Markets Authority, announced they had finalised a $22 million settlement agreement with the former directors and auditors of Strategic.
    Tags
    Media release, News & Insights
    Type
    Page

  9. 15 November 2013

    David Ross sentenced for New Zealand’s largest ever Ponzi

    David Robert Gilmour Ross (63) has been sentenced in the Wellington District Court to 10 years and 10 months of imprisonment following a joint agency investigation by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  11. 3 September 2015

    Consultation paper: Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

    Consultation paper: Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012. This paper seeks to gather views from business professionals involved in auditing on the proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012.
    Tags
    Auditors, Consultations, Roles, Business
    Type
    Page

  13. 10 September 2020

    ICX Capital Ltd (currently known as嘉盛国际)

    ICX Capital Limited and EMCM Limited are not subject to regulation in New Zealand and they are not supervised by the financial markets regulator in New Zealand, the FMA.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page